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1. 1 June 2012

   Licence Application Guide - overseas Auditors and Audit Firm registrations

   This guide is for overseas auditors and overseas audit firms. It explains how: an overseas audit firm can apply for authorisation of its registration; overseas auditors can apply for licences (which are not transitional licences and are referred to in this guide as ‘standard’ licences).

2. 1 June 2012

   Exemption Notice 2012 - Futures Contracts (Asia-Pacific Risk Management Limited)

   Futures Contracts (Asia-Pacific Risk Management Limited) Exemption Notice 2012

3. 25 May 2012

   Exemption Notice 2012 - Securities Act (Masthead Joint Venture)

   Securities Act (Masthead Joint Venture) Exemption Notice 2012

4. 25 May 2012

   Exemption Notice 2012 - Financial Reporting Act UBS AG

   Financial Reporting Act UBS AG Exemption Notice 2012

5. 11 May 2012

   Exemption Notice 2012 - Securities Act (Livestock Improvement Corporation Limited)

   Securities Act (Livestock Improvement Corporation Limited) Exemption Notice 2012

6. 8 April 2012

   Auditor Regulation Act - Prescribed Minimum Standards for Accredited Bodies - 2012

   Prescribed Minimum Standards for Accredited Bodies - Notice 2012. This notice comes into force the day after its notification in the NZ Gazette

7. 6 April 2012

   Exemption Notice 2012 - Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd)

   Securities Act (ING Management Limited, Ingenia Communities Holdings Ltd and Ingenia Communities RE Ltd) Exemption Notice 2012

8. 1 April 2012

   April 2012 Policies and guidance for the assessment of applications to be an accredited body

   This document sets out FMA’s policies in relation to how it will act in determining applications for accreditation and in imposing, varying, removing or adding to conditions of accreditation, as well as explaining how to apply for accredited body status.

9. 1 April 2012

   Exemption Notice 2012 - Securities Act Aurecon Australia Group Limited and Aurecon

   Securities Act Aurecon Australia Group Limited and Aurecon Exemption Notice 2012

10. 29 March 2012

    Exemption Notice (No 2) 2012 - Securities Act Fonterra Co operative Group Limited

    Securities Act Fonterra Co operative Group Limited Exemption Notice (No 2) 2012

11. 12 March 2012

    Exemption notice - Securities Act Fonterra Co operative Group limited

    Securities Act Exemption Notice 2012: Fletcher Building Limited and Fletcher Building Industries Limited.

12. 12 March 2012

    Exemption Notice 2012 - Securities Act Fonterra Co operative Group Limited

    Securities Act Fonterra Co operative Group Limited Exemption Notice 2012

13. 9 March 2012

    Exemption Notice 2012 - Securities Act Fundzi Limited Pre paid Debit Cards

    Securities Act Fundzi Limited Pre paid Debit Cards Exemption Notice 2012

14. 31 January 2012

    AML/CFT Guide for small financial adviser businesses

    This guide is designed to help financial advisers working independently or in a small business comply with their obligations under the Anti-Money Laundering and Countering the Financing of Terrorism Act 2009 (the AML/CFT Act) and associated regulations (together AML/CFT law).

15. 30 January 2012

    Expense disclosure CE gifts and hospitality six monthly disclosure 2011 jul dec

    CE expenses disclosure for the period 1 July 2011 - 31 December 2011