Search results

Keywords

Date Published

Sort by:

Found 1820 results. Displaying page 63 of 122

5 June 2020

Pacific Scams DLE in English

This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.
5 June 2020

Steven Robertson - Judgment

Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.
28 May 2020

KiwiSaverLookseeFlowChart

Infographic that allows you to visualise your KiwiSaver journey and make good choices.
20 May 2020

What can users of auditor reports expect from auditor reports in response to the impact of COVID-19?

This report from the XRB explains the communication tools auditors use in auditor reports and the likely impact of COVID-19 on auditor reporting
18 May 2020

Exemption notice - CMT Group Investment Fund

Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020
12 May 2020

Financial reporting – review findings and guidance for entities 2020

The 2020 financial reporting review outlines our approach and highlightes areas of interest in our 2019 reviews.
12 May 2020

Scams Samoan language

This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.
11 May 2020

Tongan DLE brochure

This Scams information sheet has been designed for Tongan-speaking audiences to quickly identify if they've been scammed and who to contact.
11 May 2020

Scam info for Pacific communities

Scammers are targetting Pacific communities. This page talks about things you need to be aware of before investing. It also provides a real life scam story of someone who lost money in a scam.
6 May 2020

FMA XRB Enhanced auditor reporting 2020

Enhanced auditor reporting is a joint FMA and XRB report that looks at the evolution of trends in key audit matter reporting in the three years since the revised auditor’s report was introduced. Key audit matters are issues that, in the auditor’s view, were of most significance to the audit of a company’s financial statements – for example, a company’s valuation of goodwill or its revenue recognition. KAMs are intended to provide transparency and give users of the financial statements a better understanding of how the audit was conducted and complexities that arose. This is the 2020 report.
6 May 2020

Exemption Notice - Financial Advisers Personalised Digital Advice

Financial Advisers Exemption Amendment Notice 2020: Personalised Digital Advice.
1 May 2020

Record keeping for financial advice providers

This information sheet sets out our expectations for how licensed financial advice providers (FAPs) can demonstrate compliance with the standard condition for record keeping. It will be useful for small and medium-sized FAPs to consider the examples provided when reviewing their internal arrangements for creating and maintaining records.
1 May 2020

Roger Gannon - Formal Warning

Summary of Formal Warning issued by the FMA following an investigation into Mr Gannon, an AFA and Director of Gannon Insurance Brokers Limited, May 2020.
30 April 2020

Insurer COVID 19 Expectations

Letter from the Director of Banking and Insurance, FMA to stakeholders detailing the FMA expectation during COVID-19
24 April 2020

COVID19 CEO Conduct Letter 1

A letter to CEOs explaining regulatory relief available during COVID-19 and expectations of the FMA during the period