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Found 6602 results. Displaying page 257 of 441

  1. 22 July 2019

    NZX WT Nominees Limited

    NZX WT Nominees Limited, FSP560806, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  3. 19 July 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice 2019

    Financial Markets Conduct (Silver Chef Limited) Exemption Notice exempts Silver Chef Limited, subject to conditions, from the disclosure and governance requirements of Parts 3 and 4 of the Financial Markets Conduct Act 2013 (the Act), in relation to an offer made in connection with an Australian scheme of arrangement involving the exchange of all Silver Chef shares from existing Silver Chef shareholders resident in New Zealand for a combination of a cash and contingent value notes.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  6. 19 July 2019

    Syndicated Trusts - Stop Order

    The Stop Order issued by the FMA The Stop Order prohibits STL from certain activity, including:distributing communications and advertisements about itself or the offer of financial products,
    accepting applications or money for financial products.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  8. 17 July 2019

    www.fuerfx.com

    We are concerned that www.fuerfx.com may be operating a scam. The website www.fuerfx.com is not associated with nor authorised by the New Zealand registered company Fern Group NZ Limited.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 15 July 2019

    OIA Investigation into the ANZ rural growth fund

    OIA response, dated 15 July 2019, regarding any information related to the Rural Growth Fund Scheme (Scheme), operated by the National Bank and later the ANZ National Bank
    Tags
    FMA
    Type
    PDF, OIA

  11. 15 July 2019

    Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019

    As per Financial Markets Conduct (Napier Port Holdings Limited) Exemption Notice 2019, Napier Port is exempted, in respect of the priority offer, from section 80(1) of the Act to the extent that that clause applies to the priority offer as a result of a PDS event; or a register entry event.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  13. 12 July 2019

    King Capital Management

    We are concerned that King Capital Management may be operating a scam and accordingly advise caution before dealing with them.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 12 July 2019

    FMA comments on Ross Asset Management investor proceedings

    The Financial Markets Authority (FMA) said today’s filing of proceedings on behalf of eligible investors in Ross Asset Management marked the end of a long battle to enable the FMA to engage with investors so they could determine whether to bring a claim against ANZ.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  15. 11 July 2019

    KiwiSaver Fees Comparison Report 2019

    The purpose of this report is to report our findings on comparing the KiwiSaver fees with fees for UK Contract Based superannuation schemes.
    Tags
    Reports and Papers, Roles, KiwiSaver providers, Supervisor, Managed investment schemes, Business, News & Insights
    Type
    PDF