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  1. 27 August 2019

    Bay of Plenty women urged to take financial investing power into their own hands

    There is a large investing gap in New Zealand between men and women. As Mary Holm, one of New Zealand’s most trusted money experts says, “In many ways women are better investors than men. So how come we often end up with lower savings?”
    Tags
    Media release, Investing, Consumer, News & Insights
    Type
    Page

  2. 23 August 2019

    Standard conditions for independent trustee corporates

    If the FMA grants you an independent trustee licence (as a corporate), the licence will be subject to conditions as set out in section 402 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Independent trustee, Roles, Standard conditions, Licensing & registration, Business
    Type
    PDF

  3. 23 August 2019

    Standard conditions for independent trustee individuals

    If the FMA grants you an independent trustee licence (as an individual), the licence will be subject to conditions as set out in section 402 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Independent trustee, Roles, Standard conditions, Licensing & registration, Business
    Type
    PDF

  4. 22 August 2019

    FMA finding on ANZ related party transaction

    The FMA said it has completed its inquiry into disclosure by ANZ of the sale of the property at 269 St Heliers Bay Road by Arawata Assets Limited to Deborah Veronica Walsh (the wife of former CEO, David Hisco) and has determined that ANZ New Zealand Group should have disclosed this as a related party transaction in its 2017 financial statements.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  5. 21 August 2019

    Dang Kang International Group

    The FMA recommends exercising caution when dealing with Dang Kang International Group as it is not registered, licensed, or regulated in New Zeland as claimed on its websites and could be involved in a scam.
    Tags
    Unregistered business, Investor warning, Consumer, Scams
    Type
    Page

  6. 21 August 2019

    FMA reiterates warning about potential Skyway Capital/SWIG scam

    The Financial Markets Authority (FMA) is reiterating its warning that Skyway Capital may be involved in a scam, after learning the business is continuing to conduct seminars throughout the North Island.
    Tags
    Media release, News & Insights, Scams
    Type
    Page

  7. 19 August 2019

    Icehouse Ventures Limited

    Icehouse Ventures Limited, FSP681291, previously known as ICE Funds Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 19 August 2019

    CB Treasure Journey Limited

    CB Treasure Journey Limited, FSP650749, previously known as CB Finance Holdings Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 19 August 2019

    Icehouse Ventures Nominees Limited

    Icehouse Ventures Nominees Limited, FSP18944, previously known as ICE Angels Nominees Limited is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 19 August 2019

    Kernel Wealth Limited

    Kernel Wealth Limited, FSP644609, is a licensed managed investment scheme(MIS) manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  11. 19 August 2019

    Trinity Investments Limited

    The FMA is concerned that Trinity Investments Limited could be involved in a scam. Trinity Investments Limited is not registered as a financial service provider in New Zealand, therefore, is not permitted to provide financial services to New Zealand residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 19 August 2019

    Rockfort Markets Limited

    Rockfort Markets Limited, FSP509766, previously known as GPP Markets Limited is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  14. 16 August 2019

    Koura Wealth Limited

    Koura Wealth Limited, FSP657491, is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 16 August 2019

    Viaduct Capital & Mutual Finance

    Paul Bublitz was found guilty of four charges of theft by a person in a special relationship and two charges of false statement by a promoter. He was sentenced to 3 years two months imprisonment for each of the charges, to be served concurrently. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page