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1. 30 January 2015

   Expense disclosure CE Gifts 2014 Jul Dec

   CE gifts and hospitality disclosure for the period 1 July 2014 - 31 December 2014.

2. 30 January 2015

   Expense disclosure CE Hospitality 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2013

3. 30 January 2015

   Expense disclosure CE 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2014

4. 30 January 2015

   Expense disclosure CE Travel 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2014

5. 15 January 2015

   Institute of Directors - Directors guide

   This guide from the IoD outlines some of the essential behaviours directors should demonstrate to meet legal, regulatory and ethical standards, and tells you where you can go to find out more.

6. 13 January 2015

   2015 Letter from the Minister

   Annual letter from the Minister 2015.

7. 19 December 2014

   Consultation Personalised DIMS response to submissions

   The table in this paper summarises the submissions made on our Consultation paper: Personalised DIMS under the Financial Advisers Act 2008 (“the Act”) released on 19 November 2014. Five written submissions were received. The FMA has considered all submissions and our response to the main issues is set out in the table below.

8. 19 December 2014

   Response to submissions Consultation paper Personalised DIMS.1

   The table in this paper summarises the submissions made on our Consultation paper: Personalised DIMS under the Financial Advisers Act 2008 (“the Act”) released on 19 November 2014. Five written submissions were received. The FMA has considered all submissions and our response to the main issues is set out in the table below.

9. 19 December 2014

   Exemption Notice - Securities Act Heartland Bank Regulatory Capital

   Securities Act Exemption Notice 2014: Heartland Bank Regulatory Capital.

10. 17 December 2014

    Accredited Bodies Report NZICA 2014

    Accredited Body Report – New Zealand Institute of Chartered Accountants For the period ended 30 June 2014

11. 10 December 2014

    Banking Ombudsman Scheme Limited - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Banking Ombudsman Scheme Limited

12. 3 December 2014

    ANZ Bank New Zealand Limited - Settlement Agreement

    Settlement Agreement with ANZ Bank New Zealand Limited regarding interest rate swaps sales to certain rural customers, 3 December 2014.

13. 3 December 2014

    Commerce Commission v ANZ - Settlement Agreement

    Settlement Agreement made with New Zealand Commerce Commission by ANZ Bank New Zealand Limited following an investigation into interest rate swaps transactions with rural customers between 2005 and 2009. 3 December 2014.

14. 1 December 2014

    Consultation Fund update template and guidance for calculating risk indicators

    This paper is for market participants that manage funds and for their supervisors and investors. It explains how we propose to use two of the tools available to the FMA under the Financial Markets Conduct Act 2013 (FMC Act) and the Financial Markets Conduct Regulations 2014 (Regulations) to support the new offers regime for managed funds. We are consulting on a proposed ‘frameworks or methodologies’ (FM) template for fund updates and new guidance for calculating risk indicators.

15. 1 December 2014

    Corporate Governance in New Zealand - Principles and Guidelines

    This handbook is intended as a reference for directors, executives and advisers to decide how best to apply the principles to their particular entity.