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1. 30 September 2024

   FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)

   In this letter sent to the chief executives of New Zealand’s financial institutions, FMA executive Director of Regulatory Delivery Clare Bolingford has outlined the genesis of the CoFI regime and the FMA's expectations and supervisory approach when it begins on 31 March 2025.

2. 27 September 2024

   FMA submission on the Finance and Expenditure Committees inquiry into banking competition

   FMA submission on the Finance and Expenditure Committee’s inquiry into banking competition

3. 27 September 2024

   Offers of financial products

   Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

4. 26 September 2024

   Catalist 2024 GOR

   Catalist 2024 for GOR

5. 25 September 2024

   Exemption Notice 2024 - Financial Markets Conduct Spark New Zealand Limited Group

   Financial Markets Conduct (Spark New Zealand Limited Group) Exemption Notice 2024

6. 24 September 2024

   KiwiSaver Annual Report 2024

   KiwiSaver Annual Report 2024

7. 17 September 2024

   Finance professionals

   The business pages provide financial market participants with guidance and information to fulfil ongoing licence and regulatory obligations.

8. 16 September 2024

   Financial Institution regulatory returns feedback form

   Financial Institution regulatory returns feedback form

9. 16 September 2024

   Financial Institution regulatory return draft questions

   Financial Institution regulatory return draft questions

10. 16 September 2024

    Financial Institution regulatory returns consultation paper

    Consultation paper: Regulatory returns for financial institution licensees

11. 16 September 2024

    Financial Institutions

    A financial institution is a registered bank, licensed insurer, or licensed non-bank deposit taker (NBDT) that is in the business of providing one or more relevant services. View more about the licensing of Financial Institutions on this page.

12. 11 September 2024

    Ethical investing disclosure insights

    This document provides an update on the FMA's supervision of ethical investment disclosure.

13. 10 September 2024

    Understanding Artificial Intelligence in Financial Services

    This report looks at current and future use of artificial intelligence (AI) within the financial services sector.

14. 9 September 2024

    Rockfort Markets v FMA Judgment

    Rockfort Markets v FMA Judgment with details of licence cancellation due to Rockfort materially contravening eight of its licence obligations.

15. 9 September 2024

    Scams

    This section of the FMA website contains information about investment scams, how to protect yourself from scammers, how to report a scam, examples of real life scam stories and provides a list of current scam warnings.