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  1. 12 October 2022

    AML/CFT Designated Business Group – Scope Guideline

    This guideline is designed to help reporting entities understand which obligations may be shared by members of a designated business group (DBG).
    Tags
    AML/CFT, Roles, Business, Designated Business Group (DBG)
    Type
    PDF, Guidance

  2. 10 October 2022

    Consultation FAP Regulatory Returns Class 1

    This consultation document is intended for Class 1 licensed financial advice providers (FAPs).
    Tags
    Financial Advice Provider, Consultations, Roles, Business
    Type
    PDF

  4. 10 October 2022

    Questions for FAP Class 2 regulatory returns

    Questions you will be asked online when you submit your FAP Class 2 regulatory return.
    Tags
    Financial Advice Provider, Consultations, Regulatory returns, Roles, Business
    Type
    Word document

  6. 10 October 2022

    Consultation FAP Class 2 regulatory returns

    This consultation is intended for Class 2 licensed financial advice providers (FAPs).
    Tags
    Financial Advice Provider, Consultations, Regulatory returns, Roles, Business
    Type
    PDF

  8. 12 July 2023

    Consultations

    Consultations are an important part of the FMA policy-development process. The process is designed to encourage quality engagement from interested businesses and individuals. See a list of our consultation papers on this page.
    Tags
    Regulation, Consultations, Business
    Type
    Page

  12. 10 October 2022

    Ethical investing

    Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    Page