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1. 29 November 2017

   Key audit matters - A stock take of the first year in New Zealand

   The purpose of this publication is to provide a stock take of the New Zealand experience in the first year of adopting the revised auditor’s report, specifically focussing on the reporting of key audit matters (KAMs).

2. 29 November 2017

   Exemption Notice - Irish UCITS

   Financial Markets Conduct Exemption Notice 2017: Irish UCITS.

3. 28 November 2017

   Investor Capability Strategy 2017 2020

   This strategy sets out how we plan to target our efforts around ensuring investors have access to the information they need to make informed investment decisions.

4. 23 November 2017

   Fullerton Markets Ltd - Warning

   Notification of a formal warning from the FMA to Fullerton Markets Ltd under section 80 of the Anti-money laundering and countering finance of terrorism Act 2009. 23 November 2017.

5. 15 November 2017

   Consultation documents for exemption to enable personalised digital advice

   This consultation is for financial adviser entities, their advisers, and other interested parties. It seeks feedback on the draft exemption notice and application documents.

6. 15 November 2017

   Goldman Sachs New Zealand Limited - Investigation report

   This report concerns an investigation by the Financial Markets Authority (FMA) into certain trading conduct of Goldman Sachs New Zealand Limited (GSJA).

7. 14 November 2017

   Consultation FMA Corporate Governance handbook

   This consultation is for the directors, executives and advisers of non-listed and public-sector companies and other entities. We seek feedback about whether our revised handbook helps directors, executives and advisers to think about how to apply corporate governance principles.

8. 2 November 2017

   Briefing for incoming minister 2017

   Briefing for the incoming Minister of Commerce and Consumer Affairs 2017

9. 17 October 2017

   Consultation Personalised robo advice Submissions report

   A summary of submissions on the proposed exemption to facilitate personalised robo-advice.

10. 10 October 2017

    Regulatory Impact Statement: Non-NZX Broker Client Money 2017

    This document is for non-NZX brokers and their clients. It discusses an exemption granted to non-NZX brokers

11. 10 October 2017

    The Bank Bill Benchmark Rate and closing rates guidance note

    This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.

12. 10 October 2017

    Bank Bill Benchmark Rate and closing rates resource sheet

    This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.

13. 3 October 2017

    KiwiSaver Annual Report 2017

    We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.

14. 2 October 2017

    Strategic Risk Outlook 2017

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.

15. 30 September 2017

    30 September 2017 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017