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1. 25 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

   This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.

2. 24 November 2015

   Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

   This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015

3. 17 November 2015

   Consultation proposed variations to standard conditions of market services licences

   It aims to seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence. It explains: proposed changes to standard conditions for FMC Act licences.

4. 17 November 2015

   Consultation on annual declaration of compliance for FMC Act licensees

   This consultation is for all individuals or businesses who are FMC Act market service licensees. It aims to:seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence.

5. 17 November 2015

   Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

   Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015

6. 12 November 2015

   Presentation to Fund Managers Forum on Emerging Themes from Licensing

   Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015

7. 10 November 2015

   ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

   Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.

8. 6 November 2015

   Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

   The table in this paper summarises the submissions made on our consultation paper on proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012, released in September 2015.

9. 6 November 2015

   Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

   Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.

10. 5 November 2015

    Consultation paper charities debt securities exemption

    We are consulting on whether charities issuing debt securities should be subject to standard Financial Markets Conduct Act 2013 (FMC Act) obligations. The FMC Act requires organisations offering debt securities to disclose certain information and to have a licensed supervisor.

11. 1 November 2015

    Risk indicators and description of managed funds - guidance note

    This guidance is for managers and supervisors of managed funds. It gives guidance on how to calculate risk indicators, when to update a PDS, how to describe a fund’s volatility, and in certain cases how to name your fund.

12. 1 November 2015

    Guidance on risk indicators and description of managed funds - RIS

    This Regulatory Impact Statement (RIS) considers the FMA’s proposed guidance on risk indicators and description of managed funds.

13. 30 October 2015

    Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

    Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015

14. 30 October 2015

    Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

    Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015

15. 28 October 2015

    Consultation paper Draft guidance on disclosure of certain fees and returns by managed funds

    This consultation is for managers, supervisors, and their advisers. It aims to help the industry comply with FMC Regulations for their fund updates and PDSs.