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  1. 18 November 2020

    Consultation guidance on advertising offers

    This consultation is for those involved in advertising and promoting offers of financial products, investor groups and consumer advocates. We are seeking feedback about the scope and content of the proposed guidance.
    Tags
    Offer disclosure for equity and debt offers, Financial Advice Provider, Consultations, Roles, Business
    Type
    PDF

  3. 18 November 2020

    Common financial terms and what they mean

    FMA guide to regularly used financial terms and a brief explanation as to what they mean. The page is particularly useful to novice investors.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  4. 18 November 2020

    Audit quality - a director’s guide

    Audit quality – a director’s guide offers guidance for directors and shareholders of New Zealand FMC reporting entities about how to improve audit quality.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  6. 13 November 2020

    FMA monitoring shows steady improvement in quality of listed company audits

    The Financial Markets Authority released its Audit Quality Monitoring Report for 2020. Audit quality has continued to improve, with the overall number of issues discovered by the FMA reducing over time.
    Tags
    Regulation, Media release, Auditors, Roles, Business, News & Insights
    Type
    Page

  7. 13 November 2020

    Bitcoin Future

    We are concerned that Bitcoin Future has the hallmarks of a scam. We recommend exercising caution before dealing with this entity as it is not registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 12 November 2020

    Audit Quality Director's Guide 2020

    The Audit Quality Directors Guide 2020 handbook is aimed at directors of FMCreporting entities. It sets out how you, as a director, can contribute to the quality of your audit, as well as what you can expect from the FMA and your auditor.
    Tags
    Directors, Roles, Auditors, Business
    Type
    PDF, Information Sheet

  9. 12 November 2020

    Cases Investigated - OIA request

    OIA response, dated 12 November 2020, questions asked around the policies, documents, communications and number of cases / prosecutions the FMA has assessed between 1 July 2017 - 12 November 2020
    Tags
    FMA
    Type
    PDF, OIA

  10. 11 November 2020

    Yifeng Meng and Ling Sen Luo

    Yifeng Meng and Ling Sen Luo may be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 7 November 2020

    Eden GP Limited

    Eden GP Limited (FSP761251) is an AML/CFT reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 6 November 2020

    FMA releases standard conditions for licensing of financial advice

    The Financial Markets Authority (FMA) has released the final standard conditions for a full Financial Advice Provider licence and confirmed three classes of financial advice service, following an extensive consultation with the industry.
    Tags
    Compliance, New Financial Advice regime, Regulation, Media release, Business, News & Insights
    Type
    Page

  14. 5 November 2020

    Carrera Corporation Ltd

    Carrera Corporation Ltd (carreracorporationltd.com) may be operating a scam. It claims to offer investment plans with unrealistically high returns.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  15. 5 November 2020

    FAP standard conditions full licence RIS

    This Regulatory Impact Statement (RIS) discusses standard conditions for financial advice provider (FAP) licences, to be
    imposed by the FMA.
    Tags
    RIS, Financial Advice Provider, Roles, Standard conditions, Licensing & registration, Business
    Type
    PDF