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  3. 29 March 2021

    Expense Disclosure CE Dec 2020

    CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  6. 26 March 2021

    Insider trading

    How insider trading and other illegal insider conduct undermines the fairness of investment markets, and what the Financial Markets Authority does to stop it.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  7. 26 March 2021

    BitQT

    FMA issues warning relating to a potential scam by BitQT. Read more.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  8. 26 March 2021

    Common sense for your dollars and cents

    New rules around financial advice came into play in March, 2021. Read more about the changes and why they are good news for everyday New Zealanders.
    Tags
    Roles, Reports and Papers, Financial advice, Article, Business, Consumer, News & Insights
    Type
    Page

  9. 26 March 2021

    Common sense for your dollars and cents

    New rules around financial advice came into play in March 2021. The Financial Markets Authority explains the changes and why they are good news for everyday New Zealanders.
    Tags
    Financial advice, Consumer
    Type
    PDF

  11. 26 March 2021

    baycaminvestment.com

    We are concerned the operators of the website www.baycaminvestment.com may be operating a scam.
    We have received a report of investors in the company being unable to withdraw their investments.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 25 March 2021

    Consultation Response to submissions regulatory returns DI MIS DIMS

    Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Consultations, Roles, Business
    Type
    PDF

  13. 25 March 2021

    IFIAR releases 2020 Survey of Inspection Findings

    The International Forum of Independent Audit Regulators (IFIAR) has released its ninth annual survey of Members’ inspection results for the 2020 year. IFIAR is a membership organisation of 54 independent audit regulators, including the Financial Markets Authority (FMA).
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  15. 24 March 2021

    ghctrades.com and in-tan.com

    We are concerned www.ghctrades.com and www.in-tan.com may be operating a scam. They are
    falsely claiming to be registered and regulated in New Zealand.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page