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1. 22 September 2017

   Use an FMA licensed provider - International Languages

   Use an FMA licensed provider - International Languages

2. 7 September 2017

   Anthony Wilson - sentencing notes redacted

   District Court at Auckland sentencing notes in the case against Anthony Norman Wilson, 12 July 2017.

3. 1 September 2017

   Disclosing non gaap financial information guidance

   This guidance replaces our 2012 Guidance note: Disclosing non-GAAP financial information to reflect the requirements of the Financial Markets Conduct Act 2013 (FMC Act) and our findings from the review of non-GAAP financial information since 2012.

4. 28 August 2017

   Prince and Partners Trustee Company Ltd - Settlement Agreement

   Settlement Agreement with Prince & Partners Trustee Company Limited, 25 August 2017.

5. 28 August 2017

   Prince Partners - Judgment

   High Court Judgment in the case against Prince and Partners Trustee Company Limited, 25 August 2017.

6. 10 August 2017

   Financial Markets Conduct Act - NZMDT Rules Approval of Market Rules Notice 2017

   FMC Act New Zealand Disciplinary tribunal rules notice of change 2017.

7. 4 August 2017

   Consultation Paper Market Index

   This consultation is for MIS managers, advisers, supervisors, and investors. It seeks feedback on a proposed exemption from the market index requirement.

8. 1 August 2017

   FMA Annual Corporate Plan 2018

   This Annual Corporate Plan sets out our activities for the period that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.

9. 30 July 2017

   Expense disclosure CE Hospitality January June 2017

   CE expenses disclosure for the period 1 January 2017 - 30 June 2017

10. 30 July 2017

    Expense disclosure CE January June 2017

    CE expenses disclosure for the period 1 January 2017 - 30 June 2017

11. 28 July 2017

    Expense disclosure CE Gifts January June 2017

    CE expenses disclosure for the period 1 January 2017 - 30 June 2017

12. 28 July 2017

    Expense disclosure CE Travel January June 2017

    CE expenses disclosure for the period 1 January 2017 - 30 June 2017

13. 28 July 2017

    Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017

    This notice is the Financial Markets Conduct (KiwiSaver Confirmation Information) Methodology Notice 2017.

14. 25 July 2017

    Offering financial products in New Zealand and Australia under mutual recognition (MRSO) regulatory guide

    This is a guide for New Zealand and Australian issuers offering financial products or interests in managed or collective investment schemes in both countries. It explains what issuers have to do under the trans-Tasman mutual recognition scheme for offers of financial products. This is a joint guide published by the Australian Securities and Investments Commission.

15. 19 July 2017

    KiwiSaver Confirmation Information Methodology Notice 2017

    Financial markets Conduct Methodology Notice 2017: KiwiSaver Confirmation Information