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  1. 30 August 2024

    Tracey Berry

    Tracey Berry is a consultant and financial services professional with 26 years' experience in Wealth Management, Banking, KiwiSaver and Insurance.
  2. 28 August 2024

    Chris Swasbrook

    image of Chris Swasbrook, a member of the FMA Board.
  3. 22 August 2024

    FMA v CBL Corporation Ltd in liq penalty

    The High Court has ordered Peter Harris, the former CBL Corporation Limited (In Liquidation) (CBLC) managing director, to pay a penalty of $1.4 million for continuous disclosure and misleading conduct breaches following proceedings brought by the FMA under the Financial Markets Conduct Act 2013 (FMCA) (the Continuous Disclosure Proceeding).