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  1. 12 December 2013

    Polish Financial Supervision Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Polish Financial Supervision Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  2. 12 December 2013

    Comisao do Mercado de Valores Mobiliarios Portugal - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comisao do Mercado de Valores Mobiliarios Portugal
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  3. 12 December 2013

    Romanian Financial Supervisory Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Romanian Financial Supervisory Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  4. 12 December 2013

    Comision Nacional de Mercado de Valores Spain - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Comision Nacional de Mercado de Valores Spain
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  5. 12 December 2013

    Finansinspektionen Sweden - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansinspektionen Sweden
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  6. 12 December 2013

    Malta Financial Services Authority - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Malta Financial Services Authority
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  7. 12 December 2013

    Finanstilsynet Norway - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanstilsynet Norway
    Tags
    Regulatory cooperation, FMA
    Type
    PDF, MOU

  10. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 5 December 2013

    FMA releases audit quality report

    The Financial Markets Authority (FMA) says its first audit quality review shows there is work to be done to meet the required standards.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page, Guidance

  12. 5 December 2013

    FMA Progress Review - Stakeholder Feedback Report

    This report is the result of a review conducted by Oliver Wyman focusing on stakeholder perspectives on achievements, short-comings and future priorities for New Zealand’s Financial Markets Authority.
    Tags
    Reports and Papers, FMA, News & Insights
    Type
    Page

  15. 1 December 2013

    Accredited Body Report – CPA Australia 2013

    The Auditor Regulation Act (the Act) requires the Financial Markets Authority (FMA) to assess to what extent CPA Australia, as an accredited body under the Act: has adequate and effective audit regulatory systems;
    complies with its obligations under the Auditor Regulation Act (Prescribed Minimum Standards for Accredited Bodies) Notice 2012. This is for the period ended 30 June 2013 report.
    Tags
    Reports and Papers, Auditors, Roles, Monitoring, Business, News & Insights
    Type
    PDF