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22 August 2023

Cigna - Settlement Agreement

The Parties have agreed to settle all matters that were the subject of the Investigation on the terms set out in this Agreement.
21 August 2023

Exemption Notice - Financial Markets Conduct (BGC Partners (Australia) Pty Limited)

Financial Markets Conduct (BGC Partners (Australia) Pty Limited) Exemption Notice 2022
17 August 2023

AML/CFT Explanatory Note: Electronic Identity Verification Guideline

This Explanatory Note: Electronic Identity verification Guideline replaces the previous Explanatory Note that was published by the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Supervisors in December 2017.
15 August 2023

Transparency statement on information gathering

This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
11 August 2023

Waivers

Explore a comprehensive list of the FMC Act waivers offering by FMA. Get insights on financial markets authority and FMC waivers.
11 August 2023

Enprise Group Limited - Warning

Enprise Group Limited Warning letter media release
11 August 2023

Enforcement Activity

Through our investigation and enforcement activities we aim to raise standards of behaviour, deter misconduct, and hold to account those whose conduct harms the fair, efficient and transparent operation of our financial markets. View our list of enforcement actions and cases on this page.
9 August 2023

KiwiSaver default funds

The New Zealand Government has recently announced new providers of KiwiSaver default funds, to enhance the financial wellbeing of default KiwiSaver members in retirement. See more information from the Ministry of Business, Innovation and Employment (MBIE) on this page.
8 August 2023

KiwiSaver Default Instrument of Appointment Exclusions

KiwiSaver Default Instrument of Appointment Exclusions
7 August 2023

Exemption notice - Financial Markets Conduct Kuaotunu Camp Ground 2008 Limited

This notice is the Financial Markets Conduct (Kuaotunu Camp Ground (2008) Limited) Exemption Notice 2023.
3 August 2023

Kiwisaver Default Instrument of Appointment Exclusions

KiwiSaver Default Instrument of Appointment Exclusions- weapons and devices, fossil fuels
3 August 2023

Enforcement Policy

Our enforcement policy is intended to guide and inform financial market participants. It is also intended to be a living policy and we may revise it from time to time according to what our objectives and priorities are. It is not exhaustive and is not binding.
2 August 2023

Class legislative notices summary 2023

This is a summary of the Financial Markets Conduct Act class legislative notices we have granted (and are in force) as at 1 June 2023. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.
2 August 2023

Exemptions

The FMA has wide powers to provide exemptions to persons or transactions from some financial markets law requirements. These powers enable us to remove rigidities in the law and ensure requirements for businesses are reasonable and cost-effective. Read more about exemptions; exemption categories; how to apply for an exemption including digital advice exemptions on this page.
2 August 2023

Designations

Under the FMC Act, we have powers to make designations that change the way products and other matters are regulated. Read more about designations and view current individual and class designations provided on this page.