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Found 1820 results. Displaying page 22 of 122

1. 3 October 2023

   Compliance approach

   FMA takes a risk-based approach to our monitoring and surveillance activities, meaning we prioritise resources to those participants or practices that present the greatest risk to fair, efficient and transparent financial markets.

2. 30 September 2023

   Consultation paper proposed guidance on scheme wind ups

   FMA is considering guidance for Supervisors and (where there is no Supervisor) Managers of registered schemes on the requirements in section 212 (Initial steps in winding up of registered scheme) and section 213 (Winding-up report) of the Financial Markets Conduct Act 2013 (FMC Act).

3. 30 September 2023

   Feedback form FMA scheme winding up guidance

   Consultation feedback form: FMA scheme winding up guidance.

4. 29 September 2023

   Consultation paper Proposed liquidity risk management guidance

   Consultation: Proposed liquidity risk management guidance.

5. 29 September 2023

   Feedback form Liquidity risk management

   Feedback form of Liquidity risk management draft guidance.

6. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

7. 27 September 2023

   Financial Reporting Council - MOURA

   Financial Reporting Council Memorandum of Understanding of reciprocal arrangements (MOURA)

8. 26 September 2023

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

   NZX Listing Rules Amendment Notice NZX Capital Raising settings amendments

9. 25 September 2023

   Rowan Charles Kearns Judgment

   Rowan Kearns Judgment.

10. 21 September 2023

    Trustee and Nominee exemptions

    The Trustee Corporations and Nominee Companies which have notified FMA that they have opted in to this exemption are listed here.

11. 20 September 2023

    KiwiSaver Annual Report 2023

    The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

12. 19 September 2023

    Craigs Investment Partners Self Select Schemes levy waiver notification 2023

    Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

13. 18 September 2023

    Supporting customers in financial difficulty FMA and Commerce Commission joint message September 2023

    Supporting customers in financial difficulty – FMA and Commerce Commission joint message September 2023

14. 12 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity. 

15. 11 September 2023

    Campaigns

    The FMA works with a number of partners around the world to increase awareness of investing, KiwiSaver and Scams. This page displays our campaign activity.