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Found 1755 results. Displaying page 94 of 117

1 November 2015

Risk indicators and description of managed funds - guidance note

This guidance is for managers and supervisors of managed funds. It gives guidance on how to calculate risk indicators, when to update a PDS, how to describe a fund’s volatility, and in certain cases how to name your fund.
1 November 2015

Guidance on risk indicators and description of managed funds - RIS

This Regulatory Impact Statement (RIS) considers the FMA’s proposed guidance on risk indicators and description of managed funds.
30 October 2015

Exemption Notice - Financial Markets Conduct CBA Capital Australia Pty Limited

Financial Markets Conduct (CBA Capital Australia Pty Limited) Exemption Notice 2015
30 October 2015

Exemption Notice - Financial Markets Conduct Goodman Fielder Pty Limited

Financial Markets Conduct (Goodman Fielder Pty Limited) Exemption Notice 2015
28 October 2015

Consultation paper Draft guidance on disclosure of certain fees and returns by managed funds

This consultation is for managers, supervisors, and their advisers. It aims to help the industry comply with FMC Regulations for their fund updates and PDSs.
23 October 2015

Exemption notice - Securities Act Augusta Funds Management Limited Shands Road Limited Partnership

Financial Markets Conduct Exemption Notice 2015: Augusta Funds Management Limited - Shands Road Limited partnership.
22 October 2015

Custodians obligations information sheet

This information sheet explains the difference between a broker and a custodian, custodians for wholesale and managed investment scheme (MIS) clients, and custodians’ statutory obligations. We also list examples of different custodial arrangements.
14 October 2015

Presentation by Liam Mason to INFINZ annual conference October 2015

Liam Mason's presentation to INFINZ annual conference, Auckland, 14 October 2015
2 October 2015

FMA Annual Report 2015

FMA Annual Report 2015.
1 October 2015

KiwiSaver Report 2015

We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.
30 September 2015

30 September 2015 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2015
29 September 2015

Mark Joseph Schroeder and Justin William Prain - Judgment

High Court Judgment in the case against Mark Joseph Schroeder and Justin William Prain.
28 September 2015

Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

This consultation is for real estate developers, property investors and agents, legal advisers and those involved in property development. It aims to seek views on whether corporate vehicles used to manage costs associated with communal facilities should be exempted from FMC Act regime
25 September 2015

Exemption Notice - Financial Markets Conduct IG Markets Limited

Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015
25 September 2015

Vivier and Company Limited - Judgment

High Court Judgment in the case against Vivier and Company Limited on 25 September 2015.