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Found 1756 results. Displaying page 93 of 118

1 December 2015

Exemption Notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2015
30 November 2015

Audit Quality Monitoring report 2015

This report provides an overview of the outcomes of the audit quality review activities of the Financial Markets Authority (FMA) for the period 1 July 2014 to 30 June 2015.
30 November 2015

Auditor regulation survey results 2015

Results for the 2015 auditor regulation survey
30 November 2015

KVB Kunlun New Zealand Limited Waiver Notice

KVB Kunlun New Zealand Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
30 November 2015

ASB Bank Limited Waiver Notice

ASB Bank Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
25 November 2015

ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms

This notice is the Auditor Regulation Act (prescribed minimum standards for Licensed Auditors and Registered Audit firms) amendment notice 2015.
24 November 2015

Financial Markets Conduct Act - NZX Participant Rules Approval of Market Rules Notice 2015

This notice allows for NZX to replace the Participant Rules dated 16 April 2015 with the corresponding rules provided to the FMA by NZX on 10 Nove 2015
17 November 2015

Consultation proposed variations to standard conditions of market services licences

It aims to seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence. It explains: proposed changes to standard conditions for FMC Act licences.
17 November 2015

Consultation on annual declaration of compliance for FMC Act licensees

This consultation is for all individuals or businesses who are FMC Act market service licensees. It aims to:seek feedback from FMC Act market service licensees on a proposal requiring the licensees’ governing bodies to declare, annually, they have complied with conditions for their licence.
17 November 2015

Exemption Notice - Financial Markets Conduct Coats Group plc Sale Facility

Financial Markets Conduct (Coats Group plc Sale Facility) Exemption Notice 2015
12 November 2015

Presentation to Fund Managers Forum on Emerging Themes from Licensing

Presentation to Fund Managers Forum on Emerging Themes from Licensing at the Fund Managers Forum, 12 November 2015
10 November 2015

ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms Notice 2012 Consolidated 10 Nov 2015

Minimum standards and conditions for licensed auditors and registered audit firms notice 2015.
9 November 2015

ARA Prescribed Minimum Standards and Conditions for Licensed Auditors and registered audit firms 2015
6 November 2015

Proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012

The table in this paper summarises the submissions made on our consultation paper on proposed amendments to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Audit Firms) Notice 2012, released in September 2015.
6 November 2015

Exemption Notice - Financial Markets Conduct Act Garden BidCo Limited

Financial Markets Conduct Act (Garden BidCo Limited) Exemption Notice 2015.