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  3. 26 February 2024

    Declaration form - senior managers DIR11

    A statutory declaration is required by senior managers when applying for a licence to operate from the FMA. This form should be accompanied with your licence application.

  6. 19 February 2024

    Licensing Application Guide - Financial Services PART A

    To apply for a market service licence you need to read both PART A and PART B of our licensing application guide. PART A: (this guide) provides general guidance about the licensing process. This includes information about who needs a licence, how to login to the application portal and how to create a RealMe identity, if you don’t already have one (you’ll need one before you can apply).

  10. 14 February 2024

    Application pack - Australian Auditor

    This application pack contains documents for an individual who is a registered company auditor under the Corporations Act 2001 (AU) to seek registration for an equivalent occupation under s 19 of the Trans-TAsman Mutual Recognition Act 1997 as a licensed auditor under the Auditor Regualtion Act 2011.