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Found 6610 results. Displaying page 128 of 441

1. 29 September 2022

   Isbister Financial Services Limited

   Isbister Financial Services Limited FSP514807 is an AML reporting entity.

   Tags

   Reporting entities, AML/CFT, Roles, Business

   Type

   Page

2. 29 September 2022

   Catalist market operator obligations review 2022

   This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.

   Tags

   Market operator, Reports and Papers, Roles, Business, News & Insights

   Type

   PDF

3. 29 September 2022

   FMA inaugural review of ‘stepping-stone’ market Catalist released

   FMA released annual review of how well Catalist is meeting its licensed market operator obligations.

   Tags

   Media release, Roles, Business, Market operator, News & Insights

   Type

   Page

4. 29 September 2022

   FMA Investor checklist

   World Investor Week investing plan checklist.

   Tags

   Consumer

   Type

   PDF

5. 28 September 2022

   Financial Markets Conduct (Disclosure Using Overseas GAAP) Exemption Notice 2022

   This exemption provides relief for overseas issuers that have a primary listing on a market in a high quality jurisdiction from certain disclosure requirements in the FMC Act.

   Tags

   Exemptions, Business

   Type

   Page, Financial Markets Conduct Act exemptions, Current, Exemption notice

6. 28 September 2022

   Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Funds) Exemption Notice 2022

   This exemption relieves managers of “notional” managed investment schemes from completing scheme financial statements.

   Tags

   Exemptions, Legislation, Managed investment schemes, Supervisor, Roles, Business

   Type

   Page

7. 28 September 2022

   MBIE releases consultations on regulations and fees for Conduct of Financial Institutions regime

   The Ministry of Business, Innovation and Employment (MBIE) has released two consultations on incentives regulations and proposed licensing fees to support the Conduct of Financial Institutions (CoFI) regime.

   Tags

   Banking, Media release, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business, News & Insights

   Type

   Page

8. 27 September 2022

   Securities Industry Association submission

   Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

   Tags

   Consultations, Business

   Type

   PDF, Submission form

9. 27 September 2022

   Consultation paper Client money or property service provider guidance

   Consultation on proposed guidance on the obligations for client money or property service providers.

   Tags

   Client money or property services provider, Consultations, Roles, Business

   Type

   PDF

10. 27 September 2022

    Feedback form Client money and property service guidance

    Feedback form for consultation client money and property services guidance.

    Tags

    Client money or property services provider, Consultations, Roles, Business

    Type

    Word document, Feedback form

11. 27 September 2022

    Consultation: Proposed guidance for client money or property service providers

    Consultation on proposed guidance on the obligations for client money or property service providers.

    Tags

    Client money or property services provider, Consultations, Roles, Business

    Type

    Page, Open, Consultation

12. 23 September 2022

    Imposter website: farm-crypto.com

    Farm-crypto.com is not a registered Financial Service Provider in New Zealand and is falsely purporting to be associated with New Zealand entity, Pearlfisher Capital Limited.

    Tags

    Imposter website, Scams

    Type

    Page

13. 23 September 2022

    RBNZ and FMA seeking feedback on draft FMI Standards

    RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).

    Tags

    Financial market infrastructures, Media release, Roles, Business, News & Insights

    Type

    Page

14. 23 September 2022

    Consultation: Proposed standards for Financial Market Infrastructure Act

    The development of the FMI Standards is a key milestone in the implementation of the FMI Act. The consultation from the RBNZ invites responses by 18 November 2022.

    Tags

    Financial market infrastructures, Consultations, Roles, Business

    Type

    Page, Open, Consultation

15. 21 September 2022

    WIW 2022 Social tiles

    World Investor Week 2022 social tiles for sharing purposes.

    Tags

    Consumer

    Type