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Found 6610 results. Displaying page 91 of 441

  1. 3 March 2023

    Consultation: AML/CFT Act - Draft regulations public consultation

    Consultation published by The Ministry of Justice (the Ministry) on proposed changes to regulations made under the Anti-Money Laundering and Countering Financing of Terrorism Act (AML/CFT Act). Consultation closed on 14 April 2023.
    Tags
    Consultations, AML/CFT, Legislation, Roles, Business
    Type
    Page

  2. 2 March 2023

    Direct Capital VI DBG

    Direct Capital VI DBG including: Direct Capital Limited, Direct Capital IV Management Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  3. 1 March 2023

    Investor warning: EZ Markets

    WARNING: FMA warns of suspicious article published by EZ Markets that could indicate a potential scam.
    Tags
    Derivative Issuer, Suspected scam, Roles, Business, Scams
    Type
    Page

  5. 28 February 2023

    Deciding how to invest

    Deciding how you wish to invest? Read about the three most important things to consider before you invest: risk, return and cost.
    Tags
    Investing, Consumer
    Type
    Page

  7. 23 February 2023

    NZGT (UDC) TRUSTEE LIMITED

    NZGT (UDC) TRUSTEE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 23 February 2023

    NZGT FACILITY AGENT LIMITED

    NZGT FACILITY AGENT LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  9. 23 February 2023

    NZGT (GF) TRUSTEE LIMITED

    NZGT (GF) TRUSTEE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 23 February 2023

    NZGT (KVHL) LIMITED

    NZGT (KVHL) LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  11. 23 February 2023

    NZGT (TASMAN) TRUSTEE LIMITED

    NZGT (TASMAN) TRUSTEE LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 23 February 2023

    Notice of approved auditing courses

    Section 3(1)(e) of the prescribed minimum standards requires an individual who applies for a licence (under section 11 of the Act) after 30 June 2014 to have successfully completed a professional course in auditing approved by FMA. For the purposes of this section, FMA has approved the professional courses in auditing as documented in this PDF.
    Tags
    Auditors, Roles, Licensing & registration, Business
    Type
    PDF

  13. 23 February 2023

    NZGT DBG

    NZGT DBG including: 27 Finance Limited, Covenant Trustee Services Limited, Koios Finance Limited, The New Zealand Guardian Trust Company Limited, NZGT (FP) Trustee Limited, NZGT (IF) Trustee Limited, NZGT (GF) TRUSTEE LIMITED, NZGT (TASMAN) TRUSTEE LIMITED, NZGT (UDC) TRUSTEE LIMITED, NZGT FACILITY AGENT LIMITED.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 21 February 2023

    Coin Options Trade

    Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.
    Tags
    Derivative Issuer, Investor warning, Roles, Business, Consumer
    Type
    Page