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1. 1 July 2016

   Staff and board members gifts and hospitality - OIA response

   OIA response, dated 6 July 2018, to a request regarding FMA’s policy surrounding staff and board members accepting gifts and/or hospitality and, a list of any gifts and/or hospitality accepted staff and board members since 1 July 2016.

2. 1 July 2016

   AML CFT How to complete your annual CFT user guide 1

   This user guide is designed to help financial advisers to complete their annual AML/CFT report (annual report) quickly and easily. It clarifies the questions in the report template that may be open to interpretation and identifies questions that are unlikely to be relevant to small financial adviser businesses. It does not include the questions that don’t need explanation. This guide is current for 2016.

3. 1 July 2016

   Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

4. 30 June 2016

   Justin William Prain and Mark Joseph Schroeder - Appeal Judgment

   Judgment in the Court of Appeal in the case against Justin William Prain and Mark Joseph Schroeder 16 June 2016.

5. 30 June 2016

   aml cft annual report user guide 2016

   This user guide can be used as a reference for AML CFT reporting entities when completing their annual report

6. 30 June 2016

   30 June 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

7. 29 June 2016

   UDC Finance Limited Waiver Notice - consideration complete / reduction of waiting period

   UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period. June 2016.

8. 29 June 2016

   Replacing life insurance - who benefits?

   This 2016 report from the FMA raises concerns about the extent of replacement business in the life insurance industry.

9. 29 June 2016

   NZX Obligations Review 2016

   Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2016.

10. 13 June 2016

    Class exemptions- recognising existing regulation of overseas issuers

    FMA approves class exemptions that recognise existing regulation of overseas issuers

11. 10 June 2016

    Exemption notice - Financial Markets Conduct Investore Property Limited

    Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

12. 8 June 2016

    Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

    This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

13. 7 June 2016

    Exemption Notice - Financial Markets Conduct Michael Hill Group

    Financial Markets Conduct (Michael Hill Group) Exemption Notice 2016

14. 3 June 2016

    Exemption Notice - Financial Markets Conduct Trustpower Group

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

15. 2 June 2016

    Eligibility criteria - Crowdfunding services for property investments

    This information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.