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1. 15 March 2021

   Frequently asked questions

   The FMA answers many questions on a daily basis. We have recorded the most frequently asked questions on this page. Check this page first before submitting your question to us - it may save you time. If you can’t find the information you’re looking for then please submit your question to us via [email protected] or call our helpline on 0800 434 566. .

2. 15 March 2021

   Insurance advice

   An insurance adviser works with you to: Understand your needs and goals, work out what you can afford to pay in premiums, find options to suit your situation an more. An insurance adviser is a go-between who deals with insurers to arrange your insurance. They will also help if you need to claim on your insurance.

3. 15 March 2021

   Crypto asset service providers

   This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements

4. 11 March 2021

   2021/22 Letter of Expectations from the Minister

   2021/22 Letter of Expectations from the Minister

5. 10 March 2021

   Consultation paper Proposed class exemption for restricted schemes

   Consultation paper: Proposed class exemption for restricted schemes from certain disclosure and reporting obligations.

6. 9 March 2021

   Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

   This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

7. 9 March 2021

   Consultation Recognition of Australian adviser qualifications submissions report

   The following submissions were received in response to our consultation on recognition of Australian adviser qualifications.

8. 9 March 2021

   Proposed exemption restricted schemes feedback form

   Consultation feedback form: restricted schemes

9. 3 March 2021

   Exemption notice - Allianz Australia Insurance Limited

   Allianz Australia Insurance Limited Exemption Notice 2021.

10. 2 March 2021

    Exemption notice - Financial Markets Conduct ICAP Brokers Pty Limited and ICAP New Zealand Limited

    Financial Markets Conduct (ICAP Brokers Pty Limited and ICAP New Zealand Limited) Exemption Notice 2021

11. 1 March 2021

    Property syndicates

    Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.

12. 19 February 2021

    Exemption notice - Financial Markets Conduct Insider Trading Livestock Improvement Corporation Limited

    Financial Markets Conduct (Insider Trading - Livestock Improvement Corporation Limited) Exemption Notice 2021

13. 17 February 2021

    NZX Derivatives Market Rules Approval of Rule Change Notice Feb 2021

    Pursuant to section 331 of the Act, the FMA approves changes to the NZX Derivatives Market Rules in accordance with the proposed amendments provided for approval by NZX to the FMA on 22 December 2020.

14. 12 February 2021

    ANZ Bank New Zealand Limited - High Court Judgment

    On 4 June 2020 the Financial Markets Authority (“FMA”) filed civil proceedings against ANZ Bank New Zealand Limited (“ANZ”) alleging various breaches of the Financial Markets Conduct Act 2013 (“the Act”). This is the High Court Judgment.

15. 9 February 2021

    Choosing an online investing platform

    Online investing platforms enable you to trade shares and other financial products online. We give you things to think about when choosing an online investing platform