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Found 1778 results. Displaying page 60 of 119

1. 30 June 2020

   NZX Obligations Review 2020

   Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2020.

2. 29 June 2020

   Statement of Performance Expectation 2020

   The Statement of Performance Expectations (SPE) is one of two documents that set out how we measure our future performance and report on the progress of that performance against our performance targets. This is our 2020 report.

3. 29 June 2020

   Statement of Intent 2020

   The Statement of Intent sets out how we will measure our progress against our strategic intentions in the medium term. It should be read in conjunction with the annual Statement of Performance Expectations. This is our 2020 report.

4. 24 June 2020

   Investor Confidence Report 2020

   This annual report is intended to measure the level of confidence the New Zealand public have in the New Zealand financial markets along with perceptions and awareness of the FMA. The research is conducted by an exernal provider. This is the Investor confidence survey results published in 2020.

5. 18 June 2020

   Auditor Regulation and Oversight Plan 2020 2023

   This report summarises our plan relating to auditor oversight, as part of our obligation under section 52 of the Auditor Regulation Act 2011. The report is for the 2020-2023 period.

6. 12 June 2020

   Proposed standard conditions for financial advice provider full licences feedback form

   Feedback form for consultation: Financial advice provider full licences

7. 10 June 2020

   Disclose Register MIS fund updates for 30 Sep 2019

8. 5 June 2020

   Pacific scams A4 infosheet in English

   This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.

9. 5 June 2020

   Pacific Scams DLE in English

   This Scams information sheet was designed for Pacific Island audiences to quickly identify if they've been scammed and find out whom to contact. The sheet has been designed to be printed.

10. 5 June 2020

    Steven Robertson - Judgment

    Court of Appeal decision in the Judgment against Steven Roberson, 5 June 2020.

11. 28 May 2020

    KiwiSaverLookseeFlowChart

    Infographic that allows you to visualise your KiwiSaver journey and make good choices.

12. 20 May 2020

    What can users of auditor reports expect from auditor reports in response to the impact of COVID-19?

    This report from the XRB explains the communication tools auditors use in auditor reports and the likely impact of COVID-19 on auditor reporting

13. 18 May 2020

    Exemption notice - CMT Group Investment Fund

    Financial Markets Conduct (Canterbury Mortgage Trust Group Investment Fund) Exemption Notice 2020

14. 12 May 2020

    Financial reporting – review findings and guidance for entities 2020

    The 2020 financial reporting review outlines our approach and highlightes areas of interest in our 2019 reviews.

15. 12 May 2020

    Scams Samoan language

    This Scams information sheet has been designed for Samoan-speaking audiences to quickly identify if they've been scammed and who to contact.