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1. 30 July 2024

   CE Expenses Disclosure Sam B FY23 24 Hospitality

   CE Expenses Disclosure Sam B FY23 24 Hospitality

2. 30 July 2024

   CE Expenses Disclosure Sam B FY23 24 Travel

   CE Expenses Disclosure Sam B FY23 24 Travel

3. 29 July 2024

   Regulatory Impact Statement Exemption for overseas banks and insurers from CRD signing duties

   This document is for overseas banks and insurers with branch operations in New Zealand that are climate reporting entities, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from the requirement to have two directors sign climate statements.

4. 26 July 2024

   Exemption Notice 2024 - Financial Markets Conduct Climate related Disclosures GMT Bond Issuer Limited

   The Financial Markets Conduct (Climate-related Disclosures – GMT Bond Issuer Limited) Exemption Notice 2024 (Notice) exempts GMT Bond Issuer Limited (GMT Bond Issuer) from preparing and lodging climate statements that are otherwise required under section 461Z of the Financial Markets Conduct Act 2013 (Act)

5. 25 July 2024

   Investment advice

   An investment adviser works with you to: Understand your needs and goals, find options to suit your situation, explain how each investment works, the risks and possible returns, and what it costs, and more.

6. 25 July 2024

   Guide for providers of client money or property services

   This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.

7. 25 July 2024

   Submissions report Guide for providers of client money or property services

   Submissions report Guide for providers of client money or property services

8. 25 July 2024

   Exemption notice 2024 - Financial Markets Conduct Climate Statements Spark Finance Limited

   The Financial Markets Conduct (Climate Statements – Spark Finance Limited) Exemption Notice 2024 (Notice) exempts Spark Finance Limited (SFL) from its climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013 (Act).

9. 23 July 2024

   New Zealand Claims Resolution Service MOU

   MOU between the FMA and New Zealand Claims Resolution Service

10. 19 July 2024

    Feedback form Proposed guidance on references to climate statements in disclosure documents

    Feedback form Proposed guidance on references to climate statements in disclosure documents

11. 19 July 2024

    Consultation paper Guidance on references to climate statements in disclosure documents

    Consultation paper Guidance on references to climate statements in disclosure documents

12. 19 July 2024

    Consultations

    Consultations are an important part of the FMA policy-development process. The process is designed to encourage quality engagement from interested businesses and individuals. See a list of our consultation papers on this page.

13. 19 July 2024

    Derivatives issuers

    A derivatives issuer that makes a regulated offer of derivatives must be licensed by the FMA. This page contains information about derivatives, obligations for derivatives issuers, and who needs to comply.

14. 18 July 2024

    Understanding Fairness in Financial Services

    FMA Occasional Paper No.1 Understanding Fairness in Financial Services

15. 15 July 2024

    Research