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1. 28 September 2023

   Catalist market operator obligations review 2023

   Findings from the FMA’s review of how well Catalist is meeting its licensed market operator obligations, for the period 1 April 2022 to 31 March 2023.

2. 20 September 2023

   KiwiSaver Annual Report 2023

   The KiwiSaver Annual Report 2023 summarises our activities as a regulator relating to KiwiSaver during the reporting previous financial year.

3. 19 September 2023

   Craigs Investment Partners Self Select Schemes levy waiver notification 2023

   Craig's Investment Partners Self Select Schemes levy waiver issued by the FMA.

4. 5 September 2023

   Governance Thematic Review FMA and RBNZ

   This publication reports on the findings from a joint review of 29 entities across the banking, insurance, non-bank deposit taking and investment management sectors to assist boards to meet their obligations and help drive good governance outcomes.

5. 23 August 2023

   Regulatory returns questions for licensed MIS

   Annual regulatory return information to be provided by licensed MIS providers to the FMA.

6. 17 August 2023

   AML/CFT Explanatory Note: Electronic Identity Verification Guideline

   This Explanatory Note: Electronic Identity verification Guideline replaces the previous Explanatory Note that was published by the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Supervisors in December 2017.

7. 31 July 2023

   FMI Standards Guidance

   This guidance is intended to assist operators of Financial Market Infrastructures (FMIs), designated under the Financial Market Infrastructures Act 2021 (the Act), meet the requirements set out in the FMI Standards issued under section 31 of the Act

8. 31 July 2023

   FMI Standards

   FMI standards for designated Financial Market Infrastructures.

9. 31 July 2023

   Guidance note for overseas FMIs equivalence framework

   This guidance note sets out the ways the operator of an overseas FMI with a link to New Zealand can be designated under the Act, and our approach to applying standards to an operator of an overseas FMI.

10. 31 July 2023

    Standard 13 Participant default rules and procedures

    Standard 13 Participant default rules and procedures for designated Financial Market Infrastructures (FMIs).

11. 31 July 2023

    Standard 12 Exchange of value settlement systems

    Standard 12 Exchange of value settlement systems for designated Financial Market Infrastructures (FMIs).

12. 31 July 2023

    Standard 11 Central securities depositories

    Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).

13. 31 July 2023

    Standard 10 Physical deliveries

    Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).

14. 31 July 2023

    Standard 1 Legal Basis

    Standard 1 Legal basis for designated Financial Market Infrastructures (FMIs).

15. 31 July 2023

    Standard 18 Access and participation requirements

    Standard 18 Access and participation requirements for designated Financial Market Infrastructures (FMIs).