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Found 2480 results. Displaying page 53 of 166

  1. 10 October 2022

    Questions for FAP Class 2 regulatory returns

    Questions you will be asked online when you submit your FAP Class 2 regulatory return.
    Tags
    Financial Advice Provider, Consultations, Regulatory returns, Roles, Business
    Type
    Word document

  3. 10 October 2022

    Consultation FAP Class 2 regulatory returns

    This consultation is intended for Class 2 licensed financial advice providers (FAPs).
    Tags
    Financial Advice Provider, Consultations, Regulatory returns, Roles, Business
    Type
    PDF

  6. 5 October 2022

    Climate risks and the impact on financial statement audits

    This document provides clarity for auditors about the expectations for information about climate risks in audit files.
    Tags
    Auditors, Climate related disclosure, Roles, Ethical finance, Climate Reporting Entities, Business
    Type
    PDF

  7. 4 October 2022

    KiwiSaver Annual Report 2022

    KiwiSaver Annual Report published by the FMA 2022.
    Tags
    KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business
    Type
    PDF

  8. 4 October 2022

    FMA’s KiwiSaver 2022 annual report shows scheme’s resilience

    The KiwiSaver Annual Report 2022 shows member balances remained buoyant and fund switching returned to normal levels.
    Tags
    KiwiSaver providers, Supervisor, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  9. 4 October 2022

    '5 mins with the FMA' podcast #3: KiwiSaver Annual Report 2022

    In this FMA podcast, FMA Director of Investment Management Paul Gregory discusses the KiwiSaver Annual Report for 2021/22.
    Tags
    KiwiSaver providers, Roles, Podcast, KiwiSaver & Superannuation, Business, Consumer, Managed investment schemes, News & Insights, Supervisor
    Type
    Page, Podcast

  10. 3 October 2022

    Feedback form accounting records consultation

    Feedback form: consultation proposed guidance for keeping proper accounting records.
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    Word document, Financial reporting, Feedback form

  11. 3 October 2022

    Consultation paper guidance accounting records

    Consultation paper: Proposed guidance and expectations for keeping proper accounting records
    Tags
    Auditors, Directors, Consultations, Roles, Business
    Type
    PDF, Financial reporting

  13. 30 September 2022

    Climate related disclosure Record keeping initial monitoring approach

    FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.
    Tags
    Ethical finance, Climate related disclosure, Auditors, Directors, Supervisors, Roles, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, Managed investment schemes
    Type
    PDF

  14. 29 September 2022

    Isbister Financial Services Limited

    Isbister Financial Services Limited FSP514807 is an AML reporting entity.
    Tags
    Reporting entities, AML/CFT, Roles, Business
    Type
    Page

  15. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF