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Found 2480 results. Displaying page 153 of 166

  1. 19 December 2014

    Response to submissions consultation paper personalised DIMS

    This paper summarises the submissions made on our Consultation paper: Personalised DIMS under the Financial Advisers Act 2008 (“the Act”) released on 19 November 2014.
    Tags
    Discretionary investment management scheme (DIMS), Consultations, Roles, Business
    Type
    Page, Paper, Guidance

  2. 17 December 2014

    NZICA Accredited Bodies Report 2014

    This report contains the outcome of our assessment of
    the New Zealand Institute of Chartered Accountants
    (NZICA) for the period 1 July 2013 to 30 June 2014.
    Tags
    Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  3. 12 December 2014

    CMC Markets NZ Limited

    CMC Markets NZ Limited, FSP41187, is a licensed derivatives issuer
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  4. 4 December 2014

    FMA releases Audit Quality Review Report

    Media release relating to the launch of the FMA Audit Quality Review report 2014
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  5. 1 December 2014

    Brian Leonard Mason

    Brian Leonard Mason, FSP387968, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  6. 1 December 2014

    Australian Securities Exchange Limited

    The Australian Securities Exchange Limited is licensed as market operator. Their licensed market is ASX24.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  7. 1 December 2014

    Bruce John Kerr

    Bruce John Kerr, FSP367606, is a licensed Independent Trustee.
    Tags
    Licensed entity, Roles, Independent trustee, Business
    Type
    Page

  8. 1 December 2014

    ICE Futures Europe

    ICE Futures Europe are licensed market operators. Their licensed market is ICE Futures Europe.
    Tags
    Market operator, Roles, Licensed entity, Business
    Type
    Page

  9. 1 December 2014

    Timothy Patrick McGuinness

    Timothy Patrick McGuinness, FSP382106, is a licensed Independent Trustee.
    Tags
    Independent trustee, Licensed entity, Roles, Business
    Type
    Page

  13. 1 December 2014

    NZX Financial Product Market Licence 2014

    New Zealand Financial Product Market Licence (NZX
    Limited) 2014
    Tags
    Market operator, Roles, Licence, Licensing & registration, Business
    Type
    PDF