Search results

Found 612 results. Displaying page 15 of 41

1. 5 October 2022

   Climate risks and the impact on financial statement audits

   This document provides clarity for auditors about the expectations for information about climate risks in audit files.

2. 4 October 2022

   KiwiSaver Annual Report 2022

   KiwiSaver Annual Report published by the FMA 2022.

3. 3 October 2022

   Consultation paper guidance accounting records

   Consultation paper: Proposed guidance and expectations for keeping proper accounting records

4. 3 October 2022

   Feedback form accounting records consultation

   Feedback form: consultation proposed guidance for keeping proper accounting records.

5. 30 September 2022

   Climate related disclosure Record keeping initial monitoring approach

   FMA's initial monitoring approach for climate-related record keeping - to inform and support new climate reporting entities to meet their statutory reporting requirements.

6. 29 September 2022

   Catalist market operator obligations review 2022

   This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.

7. 27 September 2022

   Consultation paper Client money or property service provider guidance

   Consultation on proposed guidance on the obligations for client money or property service providers.

8. 27 September 2022

   Feedback form Client money and property service guidance

   Feedback form for consultation client money and property services guidance.

9. 11 September 2022

   KiwiSaver Statements Report 0722

   The KiwiSaver Statements research report commissioned by the FMA July 2022

10. 9 September 2022

    Consultation paper on proposed Regulatory returns for licensed Class 3 financial advice providers

    Public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

11. 9 September 2022

    Feedback form regulatory returns for licensed Class 3 financial advice providers

    Feedback form for public consultation on the proposed regulatory returns that licensed Class 3 financial advice providers will be required to provide to the FMA

12. 9 September 2022

    Financial Markets Conduct NZX NZ Markets Disciplinary Rules Approval of Rule Change Notice 2022

    This notice is the Financial Markets Conduct (NZX NZ Markets Disciplinary Tribunal Rules) Approval of Rule Change Notice 2022.

13. 9 September 2022

    Proposed annual regulatory return information to be provided by licensed CLASS 3 FAPs to the FMA (questions)

    Proposed annual regulatory return information to be provided by licensed CLASS 3 Financial advice providers (FAPs) to the FMA

14. 5 September 2022

    Directors

    The office of a director carries with it a wide range of ethical, legal and commercial duties and obligations. This page provides a range of guidance and resources to assist directors in their duties in New Zealand.

15. 29 August 2022

    Kalkine New Zealand Limited - Direction Order

    FMA directs Kalkine New Zealand Limited to stop making outgoing sales calls to people in New Zealand following concerns about the entity’s misleading marketing conduct. 10 August 2022.