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Found 2480 results. Displaying page 121 of 166

  1. 5 November 2018

    Bank Conduct and Culture Review

    The Bank Conduct and Culture Review is a report that documents the findings from an FMA and RBNZ review of the conduct and culture in New Zealand retail banks.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report

  2. 5 November 2018

    Bank Conduct and Culture Consumer Survey

    The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking.
    Tags
    Directors, Financial Advice Provider, Conduct, Roles, Banking, Business
    Type
    Page, Surveys, Research

  3. 1 November 2018

    Consultation paper: Determining whether you are acquiring a business or assets

    Consultation paper: Determining whether you are acquiring a business or assets. This guidance has been finalised and published. We received four formal submissions, which all supported the proposals. Therefore, no significant changes have been made. Read more
    Tags
    Directors, Consultations, Roles, Business
    Type
    Page

  4. 1 November 2018

    Determining whether you are acquiring a business or assets guidance

    Determining whether you are acquiring a business or assets guidance sets out our view of what constitutes a ‘business’ for these purposes, as opposed to an asset. It also sets out additional information issuers should consider disclosing for asset acquisitions.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  7. 29 October 2018

    Consultation paper: Proposed exemption to enable dual-language product disclosure statements

    The FMA has granted an exemption to enable the provision of dual-language product disclosure statements provided in both te reo Māori and English. Read more here.
    Tags
    Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Offer disclosure for equity and debt offers, Managed investment schemes, Peer-to-peer lending service providers, Consultations, Roles, Business
    Type
    Page

  9. 9 October 2018

    KiwiSaver nears $50 billion in 2018

    KiwiSaver continues to grow steadily according to the FMA’s 2018 KiwiSaver report.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  10. 1 October 2018

    KiwiSaver Report 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  11. 1 October 2018

    Class exemption for managing intermediaries

    This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able
    to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice.
    .
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    PDF, Information Sheet

  12. 1 October 2018

    KiwiSaver Report 2018

    The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF

  13. 1 October 2018

    Class exemptions for managing intermediaries

    Class exemptions for managing intermediaries information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice 2018.
    Tags
    AML/CFT, Roles, Financial Advice Provider, Business
    Type
    Page, Guidance

  14. 28 September 2018

    Consumer views of financial providers' conduct

    The aim of the research is to help the FMA understand consumer experience of the conduct of (and communications) from financial service providers.
    Tags
    Authorised body under a FAP, Directors, Offer disclosure for equity and debt offers, Roles, Reports and Papers, Conduct, Financial Institutions, Business, Managed investment schemes, News & Insights
    Type
    Page, Research

  15. 27 September 2018

    Arotahi Trust Limited

    Arotahi Trust Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page