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  2. 12 December 2018

    MIS manager valuation and pricing practices

    MIS manager valuation and pricing practices information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  3. 11 December 2018

    MIS manager valuation and pricing practices

    This information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Information Sheet

  5. 4 December 2018

    CPA Australia accredited body report 2018

    This report contains the outcome of our assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.
    Tags
    Monitoring, Reports and Papers, Auditors, Roles, Business, News & Insights
    Type
    PDF

  6. 4 December 2018

    NZICA accredited body report 2018

    This report contains the outcome of our assessment of NZ Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.
    Tags
    Auditors, Roles, Business
    Type
    PDF, Report

  7. 3 December 2018

    Richard Graham Ansell

    Richard Graham Ansell, FSP625969, is a licensed Independent Trustee
    Tags
    Independent trustee, Roles, Licensed entity, Business
    Type
    Page

  8. 26 November 2018

    FMA publishes 2018 Audit Quality Report & Directors’ Guide

    The FMA's Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years.
    Tags
    Auditors, Directors, Media release, Roles, Business, News & Insights
    Type
    Page

  9. 23 November 2018

    Saturn Advice Limited

    Saturn Advice Limited, FSP608669, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  10. 23 November 2018

    Peer-to-peer lending/crowdfunding 2018 data published

    The FMA today published its second statistical report on peer to peer lending and crowd funding in New Zealand. The industry is required to submit an annual information return each year.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  11. 22 November 2018

    Portfolio Superannuation Scheme Levy Waiver

    On 22 November 2018, the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Scheme, which is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.
    Tags
    Managed investment schemes, Investor information, KiwiSaver & Superannuation, Roles, Waivers, Business, Consumer
    Type
    PDF

  13. 15 November 2018

    Bank Incentive Structures

    The Bank Incentive Structures review report was signalled in the Financial Market Authority’s (FMA) Annual Corporate Plan 2017/18, and aligns with our strategic priorities of Sales and advice, Conflicted conduct, and Governance and culture.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report

  14. 8 November 2018

    NZ Innovation GP Limited

    NZ Innovation GP Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 8 November 2018

    Apex Christchurch Limited

    Apex Christchurch Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page