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Found 2480 results. Displaying page 12 of 166

  1. 8 December 2023

    Accredited Body Report - CPA Australia

    CPA Australia Accredited Body Report contains the findings of our monitoring assessment of CPA Australia. Read more.
    Tags
    Auditors, Roles, Reports and Papers, Business, Accredited bodies, News & Insights
    Type
    Page, Report

  3. 7 December 2023

    MB Funds Limited

    RANFURLY STRATEGIC LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 6 December 2023

    Stewart Group DBG

    Stewart Group DBG including: Stewart Financial Group Limited, Finzo NZ Limited, NEW ZEALAND DISCRETIONARY INVESTMENT MANAGEMENT SERVICES LIMITED, Stewart Group Wellington Limited, Stewart Group Asset Management Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  6. 5 December 2023

    Ease of Doing Business Survey

    This research helps us to better understand the impact that our work has on market participants and stakeholders. It informs the way we work and our focus on continuous improvement in our effectiveness and efficiency.
    Tags
    Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Surveys, Research

  7. 4 December 2023

    ‘5 mins with the FMA’ podcast #10: What is outcomes focused regulation?

    In this special episode of our 5 mins with the FMA podcast, we take a look at outcomes- focused regulation with Liam Mason, FMA Executive Director of Evaluation and Oversight and General Counsel.
    Tags
    Offers of financial products, Auditors, Discretionary Investment Management Services (DIMS), Managed Investment Schemes, Market operator, Supervisors, Climate Reporting Entities, Podcast, Financial Advice Provider, Derivative Issuer, Directors, Cryptocurrencies, Authorised body under a FAP, Conduct, Roles, Business, Interposed persons under new financial advice regime, News & Insights, Peer-to-peer lending service providers
    Type
    Podcast, Page

  8. 30 November 2023

    NZFOREX LIMITED

    Derivatives Issuer licence transferred from FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED’s original licence upon amalgamation of FIRMA FOREIGN EXCHANGE CORPORATION (NZ) LIMITED and NZFOREX LIMITED.
    Tags
    Reporting entities, Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  9. 28 November 2023

    FMA cancels Foundation Advice Limited’s financial advice provider licence

    FMA has cancelled Foundation Advice Limited (FAL)’s Financial Advice Provider (FAP) licence. FAL was an Auckland-based FAP offering advice on life and health insurance as well as KiwiSaver.
    Tags
    Media release, Financial Advice Provider, Licensing & registration, Insurance Providers, Roles, Licence cancellation, Powers, Business, News & Insights, Enforcement
    Type
    Page

  12. 24 November 2023

    Audit Quality Monitoring Report

    The Audit Quality Monitoring Report 2023 emphasises that high-quality audits are vital to ensuring investors can make active choices based on clear, concise, and effective information.
    Tags
    Auditors, Roles, Directors, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  13. 24 November 2023

    RBNZ and FMA Governance Thematic Webinar plus QA

    The FMA and RBNZ held a webinar in October on the findings from the review with directors of entities that did not participate in the Governance review. All findings are documented in this PDF.
    Tags
    Directors, Governance, Reports and Papers, Roles, Business, FMA, News & Insights
    Type
    PDF