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Found 613 results. Displaying page 10 of 41

1. 27 June 2023

   NZX Obligations Review 2023

   Findings from the FMA's review of how well NZX is meeting its licensed market operator obligations, for the period 1 January to 31 December 2022.

2. 23 June 2023

   Consultation paper proposed guidance for keeping proper CRD records

   Consultation paper proposed guidance for keeping proper Climiate Related Dislcosures records.

3. 23 June 2023

   Climate Reporting Disclosures and the use of third party providers

   Guidance document - climate related disclosure and the use of third party providers

4. 23 June 2023

   Proposed guidance and expectations for keeping proper climate-related disclosure records

   This PROPOSED guidance note is for entities that have climate-related disclosure obligations under Part 7A of the Financial Markets Conduct Act 2013. It is intended to help climate reporting entities (CREs) to meet their statutory requirement to keep proper climate-related disclosure records at all times.

5. 23 June 2023

   Submission form Proposed guidance for keeping proper CRD records

   Submission form for response to the Consultation - Proposed guidance for keeping proper CRD records

6. 20 June 2023

   Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

   Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.

7. 20 June 2023

   Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

   Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.

8. 15 June 2023

   ICE Futures Europe general obligations review 2023

   The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.

9. 15 June 2023

   ICE Futures US general obligations review 2023

   The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.

10. 19 May 2023

    Derivative Issuer Regulatory Return Data Template

    Regulatory return data template for derivative issuers.

11. 19 May 2023

    DIMS Regulatory Return Data Template

    DIMS Regulatory Return Data Template.

12. 9 May 2023

    Sharesies levy waiver

    Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.

13. 9 May 2023

    Supervisors Licence Covenant Trustee Services Limited

    This is to certify that COVENANT TRUSTEE SERVICES LIMITED FSP30521, is licensed under section 16(1) of the Financial Markets Supervisors Act 2011 to act as a supervisor in respect of debt securities; a supervisor in respect of registered schemes excluding KiwiSaver schemes, Superannuation schemes and Workplace Savings schemes and a statutory supervisor in respect of retirement villages.

14. 8 May 2023

    Supervisor Licence - the new zealand guardian trust company limited

    This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.

15. 27 April 2023

    30 September 2022 Disclose Register MIS fund update

    Disclose Register MIS fund update 30 September 2022