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Found 290 results. Displaying page 7 of 20

1. 20 July 2020

   Civil proceedings against CBL Corporation Limited - OIA request

   OIA response, dated 20 July 2020, regarding time spent, external costs incurred and level of coordination with other agencies on the civil proceedings in the Auckland High Court against CBL Corporation Limited

2. 9 April 2020

   CoFR table of deferred regulatory initiatives April 2020

   The table provides a comprehensive list of the regulatory initiatives that are being deferred during the Covid-19 crisis.

3. 3 March 2020

   2020/21 Annual letter of expectations

   Annual letter of expectations from the Minister 2020/21

4. 24 February 2020

   Conduct and Culture Review report 2019 - OIA request

   OIA response, dated 24/02/2020, asking for a copy of the Bank Conduct and Culture Review (or Life Insurer Conduct and Culture Review) 2019

5. 14 February 2020

   CE Expenses Disclosure Hospitality JulDec19

   CE expense disclosure for the period 1 July 2019 - 31 December 2019.

6. 14 February 2020

   CE Expenses Disclosure Travel JulDec19

   CE travel expense disclosure for the period 1 July 2019 - 31 December 2019

7. 14 February 2020

   CE Expenses Disclosure Other JulDec19

   CE expense disclosure for the period 1 July 2019 - 31 December 2019

8. 14 February 2020

   CE Expenses Disclosure Gifts JulDec19

   CE expense disclosure for the period 1 July 2019 - 31 December 2019.

9. 18 December 2019

   Conduct and Culture implementation and planning from banks - OIA request

   OIA response, dated 18 December 2019, discussing bank plans and progress on implementation of the Conduct and Culture report changes and what types of action the FMA will take if it is unsatisfied with the outcome or urgency of the banks’ behaviour in establishing or implementing said plans

10. 10 December 2019

    Parental Leave Policy - OIA response

    OIA relating to FMA Parental Leave policy

11. 13 November 2019

    Ease of doing business survey report 2019

    The FMA commissioned Buzz Channel to conduct research among key stakeholders to understand the effectiveness of interactions FMA has with stakeholders and satisfaction with the service it provides.

12. 1 November 2019

    Reserve Bank of New Zealand (RBNZ) - MOU

    MOU concerning consultation, cooperation and the exchange of information between the FMA and the Reserve Bank of New Zealand

13. 29 October 2019

    FMA Model Litigant Policy

    This policy has been developed by the Financial Markets Authority (FMA). It is a statement of principles and embodies the commitment made by FMA on how we will conduct litigation. It is intended to reflect the existing law and is not intended to amend the law or impose additional legal or professional obligations on legal practitioners or other individuals.

14. 22 October 2019

    ACAMS Conference - OIA response Redacted

    OIA response, dated 22 October 2019, which looks into the FMA’s participation in the October 2019 ACAMS Conference (ACAMS Conference) and more generally about the FMA’s anti-money laundering (AML) regulatory resources.

15. 4 October 2019

    Psychometric testing - OIA request

    OIA response, dated 4 October 2019, which psychometric testing occurred as part of initiatives by the FMA and costs associated during the period 1 July 2017 to 30 June 2019