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22 May 2018

2018/2019 Annual letter of Expectations

2018 Annual letter of expectations issued by the Minister to the FMA.
20 April 2018

Sansom trial costs - OIA response

OIA response, dated 20 April 2018, with regards to the Sansom trial costs
12 March 2018

FMA’s media release on 12 March 2018 - OIA response

OIA response to FMA’s media release on 12 March 2018 regarding the five businesses being warned for Anti-Money Laundering/Countering Financing of Terrorism (AML/CFT) failures. Response dated 5 April 2018.
28 February 2018

Corporate Governance Handbook 2018

The Corporate Governance Handbook 2018 was produced by the FMA as a practical guide for directors and executives to apply corporate governance principles.
27 February 2018

Corporate governance handbook consultation submissions report

This document summarises the key themes from the submissions to our consultation for the updated Corporate Governance Handbook, and our response to them. It also includes the individual submissions.
9 February 2018

Expense disclosure CE Other July to December 2017

CE expenses disclosure for the period 1 July 2017 - 31 December 2017
7 February 2018

New Zealand Police - MOU

MOU concerning consultation, cooperation and the exchange of information between the FMA and New Zealand Police
30 January 2018

Expense disclosure CE Gifts July to December 2017

CE expenses disclosure for the period 1 July 2017 - 31 December 2017
30 January 2018

Expense disclosure CE Hospitality July to December 2017

CE expenses disclosure for the period 1 July 2017 - 31 December 2017
30 January 2018

Expense disclosure CE Travel July to December 2017

CE expenses disclosure for the period 1 July 2017 - 31 December 2017
28 November 2017

Investor Capability Strategy 2017 2020

This strategy sets out how we plan to target our efforts around ensuring investors have access to the information they need to make informed investment decisions.
14 November 2017

Consultation FMA Corporate Governance handbook

This consultation is for the directors, executives and advisers of non-listed and public-sector companies and other entities. We seek feedback about whether our revised handbook helps directors, executives and advisers to think about how to apply corporate governance principles.
2 November 2017

Briefing for incoming minister 2017

Briefing for the incoming Minister of Commerce and Consumer Affairs 2017
2 October 2017

Strategic Risk Outlook 2017

Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
1 August 2017

FMA Annual Corporate Plan 2018

This Annual Corporate Plan sets out our activities for the period that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.