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Found 290 results. Displaying page 8 of 20

25 September 2019

Green bonds and other responsible investment products feedback form

Feedback form: Consultation on Green bonds and other responsible investment products
1 August 2019

Interest rate swap investigation - OIA request

OIA response, dated 1 August 2019, which looked at the investigation by the FMA in 2012-2013 into banks marketing, promoting and selling interest rate swaps between 2005 and 2009. As well as complaints surrounding interest rate swap and the final settlement number with the banks.
1 August 2019

Identity Verification Code of Practice - OIA request

OIA response, dated 1 August 2019, where we provided information about the Identity Verification Code of Practice, as well as the Explanatory Note
1 August 2019

Expense disclosure CE Gifts January to June 2019

CE gifts and hospitality disclosure for the period 1 January 2019- 30 June 2019
1 August 2019

Expense disclosure CE Other January to June 2019

CE expenses disclosure for the period 1 January 2019 - 30 June 2019.
30 July 2019

Payments to social media influencers - OIA request

OIA response, dated 30 July 2019, where costs were queried in relation to three public awareness campaigns in which social media influencers received payment for posts.
30 July 2019

Expense disclosure CE Hospitality January to June 2019

CE expenses disclosure for the period 1 January 2019 - 30 June 2019
23 July 2019

Annual Corporate Plan 2019

This Annual Corporate Plan sets out our activities that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes. This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
23 July 2019

Strategic Risk Outlook 2019

The Strategic Risk Outlook 2019 provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
23 July 2019

Expensive Trials - OIA response

OIA response, dated 23 July 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs
15 July 2019

OIA Investigation into the ANZ rural growth fund

OIA response, dated 15 July 2019, regarding any information related to the Rural Growth Fund Scheme (Scheme), operated by the National Bank and later the ANZ National Bank
28 June 2019

ANZ or David Hisco gifts or hospitality - OIA request

OIA response, dated 28 June 2019, regarding gifts or hospitality provided by ANZ/David Hisco
14 May 2019

5 Most Expensive Trials - OIA response

OIA response, dated 14 May 2019, regarding the FMA’s five most expensive trials, what they involved and a summary of costs
15 April 2019

2019 Annual Letter of expectations

Annual letter of expectations from the Minister April 2019
22 March 2019

Complaints against AFAs and RFAs - OIA response

OIA, dated 22/03/2019, regarding complaints made to the FMA about Authorised Financial Advisers and Registered Financial Advisers over the last five years