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  4. 1 October 2012

    Securities Act (Brokers)

    Securities Act (Brokers) expired exemption notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 1 October 2012

    Securities Act (Banks)

    Securities Act (Banks) expired exempton notice
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  10. 1 October 2012

    KiwiSaver Report 2012

    This report also contains the fifth annual summary of statistical returns of KiwiSaver schemes, based on the Annual Returns for the period ended 31 March 2012, lodged by each individual scheme as required by section 125 of the Act.
    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  15. 1 September 2012

    Pre-prospectus publicity - some practical guidance for issuers and their advisers

    This guidance note is intended for issuers of securities, their directors and advisers. It sets out the Financial Markets Authority’s (FMA) view on the boundaries of pre-regulated offer publicity/advertising (also commonly referred to as ‘pre-prospectus publicity’), as required by the Securities Act 1978 (Act) and FMA’s policy on the scope of pre-prospectus publicity it will support by exemption.
    Tags
    Derivative Issuer, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Guidance