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Found 3851 results. Displaying page 154 of 257

  1. 30 November 2018

    Audit Quality Monitoring Report 2018

    Our quality reviews help improve audit quality standards and ensure audit opinions are reliable. These reviews also help us to achieve our strategic goal of ensuring investors have access to resources that help them make better informed financial decisions. This report summarises our findings from the quality reviews we carried out between 1 July 2017 and 30 June 2018.
    Tags
    Monitoring, Reports and Papers, Business, News & Insights
    Type
    PDF

  4. 26 November 2018

    i-Select Superannuation Scheme Waiver

    On 22 November 2018 the FMA granted a waiver of part of the FMA levy to i-Select Superannuation Scheme, which is comprised of the Personal Plans, with i-Select Limited (i-Select) acting as the manager of the Scheme.
    Tags
    KiwiSaver & Superannuation, Waivers, Investor information, Business, Consumer
    Type
    PDF

  5. 26 November 2018

    FMA publishes 2018 Audit Quality Report & Directors’ Guide

    The FMA's Audit Quality Report 2018 expresses concern at the continued inconsistencies in audits provided by the same firm, while noting the overall quality of audits has improved in recent years.
    Tags
    Auditors, Directors, Media release, Roles, Business, News & Insights
    Type
    Page

  10. 23 November 2018

    Saturn Advice Limited

    Saturn Advice Limited, FSP608669, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  11. 23 November 2018

    Peer-to-peer lending/crowdfunding 2018 data published

    The FMA today published its second statistical report on peer to peer lending and crowd funding in New Zealand. The industry is required to submit an annual information return each year.
    Tags
    Crowdfunding providers, Media release, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  12. 22 November 2018

    Portfolio Superannuation Scheme Levy Waiver

    On 22 November 2018, the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Scheme, which is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.
    Tags
    Managed investment schemes, Investor information, KiwiSaver & Superannuation, Roles, Waivers, Business, Consumer
    Type
    PDF

  14. 15 November 2018

    Incentives for bank staff too highly focused on sales - November 2018

    The Financial Markets Authority (FMA) published Bank Incentive Structures, its thematic review of how banks in New Zealand incentivise their staff. The report sits alongside the recently published joint FMA/Reserve Bank of New Zealand Conduct and Culture review of New Zealand’s banks.
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page

  15. 15 November 2018

    Bank Incentive Structures

    The Bank Incentive Structures review report was signalled in the Financial Market Authority’s (FMA) Annual Corporate Plan 2017/18, and aligns with our strategic priorities of Sales and advice, Conflicted conduct, and Governance and culture.
    Tags
    Directors, Conduct, Roles, Banking, Reports and Papers, Business
    Type
    Page, Report