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  7. 21 October 2021

    New climate-related disclosure regime expands FMA’s responsibilities

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko acknowledges the passage of the third reading of the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill.
    Tags
    Directors, Roles, Legislation, Climate related disclosure, Media release, Business, News & Insights
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  8. 20 October 2021

    Octagon Asset Management Limited

    Octagon Asset Management Limited is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
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  10. 20 October 2021

    FMA sets target dates for FAP full licence applications

    The FMA has set 30 September 2022 as the “target date” by when all transitional financial advice providers should apply for their Class 1 or Class 2 full licences. For Class 3 licence applicants, the target date is 30 June 2022.
    Tags
    Financial Advice Provider, Licensing & registration, Roles, Media release, Business, News & Insights
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  11. 19 October 2021

    Rob Everett speaks at the FSC Conference 2021

    Transcript of speech by Rob Everett, Chief Executive, Financial Markets Authority, at the FSC Conference 2021.
    Tags
    Speeches and presentations , Authorised body under a FAP, Client money or property services provider, Crowdfunding providers, Cryptocurrencies, Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Independent trustee, Conduct, Roles, Business, Interposed persons under new financial advice regime, Managed investment schemes, News & Insights, Peer-to-peer lending service providers, Nominated representatives
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  12. 18 October 2021

    Financial Markets Conduct (Christchurch City Holdings Limited Sustainable Bond Offer) Exemption Notice 2021

    The Financial Markets Conduct (Christchurch City Holdings Limited Sustainable Bond Offer) Exemption Notice 2021 [hyperlink to the notice] exempts Christchurch City Holdings Limited (CCHL), subject to conditions, from the disclosure, governance, and financial reporting requirements in Parts 3, 4 and 7 of the Financial Markets Conduct Act 2013 (the Act) in relation to offers of ‘sustainable’, ‘sustainability’, ‘green’ ‘social’, or similar bonds (Sustainable Bonds) issued under CCHL’s sustainability framework.
    The effect of the exemptions is that CCHL will be able to offer the Sustainable Bonds on a similar basis to an offer made in reliance on clause 19 of Schedule 1 of the Act (the same class offer exclusion).
    Tags
    Exemptions, Secondary legislation, Business
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  13. 15 October 2021

    The Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2021

    The Financial Markets Conduct (Overseas Banks Offering Simple Debt Products) Exemption Notice 2021 provides applies to banks that are licensed, registered, or otherwise authorised to carry on banking business in certain overseas jurisdictions that have been determined by the FMA to have regulatory oversight standards that are broadly equivalent to those that apply in New Zealand and that have signed the International Organization of Securities Commissions Multilateral Memorandum of Understanding.
    Tags
    Exemptions, Secondary legislation, Business
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  14. 15 October 2021

    Better Bite Management Limited

    Better Bite Management Limited, FSP1001785 is an AML reporting entity.
    Tags
    AML/CFT, Roles, Reporting entities, Business
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  15. 14 October 2021

    FMA censures Jarden for derivatives issuer licence breaches by OMF

    FMA has formally censured Jarden Securities Limited for contraventions by OM Financial Limited (OMF) as a licensed derivatives issuer (DI).
    Tags
    Compliance, Derivative Issuer, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
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