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Found 3852 results. Displaying page 104 of 257

  1. 13 December 2021

    JMIS DBG

    JMIS DBG including: Clarity Funds Management Limited, JMI Wealth Limited, and Select Wealth Management Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  2. 13 December 2021

    Continuity Capital Partners DBG

    Continuity Capital Partners DBG including: Continuity Capital Partners Pty Limited, Continuity Capital PE2 GP Limited, Continuity Capital PE4 GP Limited, and Continuity Capital PE6 GP Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  3. 13 December 2021

    Milford Asset Management DBG

    Milford Asset Management DBG including: Milford Asset Management Limited, Milford Funds Limited, Milford Private Equity Ltd, and Milford Private Wealth Limited
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  4. 13 December 2021

    APEX Group DBG

    APEX Group DBG including: Apex Advice Group Ltd, Apex Insurance Brokers Ltd, Apex Waikato Ltd, Apex Christchurch Limited, and Apex Risk Management Limited.
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  5. 13 December 2021

    Armillary Group

    Armillary Group including: Armillary Limited, Crowdsphere Limited, RPV GP Limited, Armillary Corporate Trustee No2. Ltd, and Efficient Market Services Ltd
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  6. 13 December 2021

    Wyndham NZ DBG

    Wyndham NZ DBG including: Wyndham Vacation Resorts (NZ) Ltd, Finance by Wyndham Pty Ltd, and Wyndham Vacation Resorts Asia Pacific Pty Ltd
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  7. 13 December 2021

    Angel HQ DBG

    Angel HQ and members, Angel HQ Incorporated FSP 103684 and Angel HQ Nominee LtdFSP 62781 are DBG's effective 30 July 2021.
    Tags
    AML/CFT, Roles, Designated Business Group (DBG), Business
    Type
    Page

  9. 13 December 2021

    Craigs DBG

    Craigs DBG including: CIP Cash Management Nominees Limited, CIP Nominees No 1 Limited, Craigs Investments Partners Limited, Craigs Investment Partners Superannuation Management Limited, Custodial Services Limited, DEL Management Limited, Deutsche Craigs Limited, Hendry Nominees Limited, Karaka Management Limited, Karaka Nominees No 1 Limited, Kowhai PE Management Limited, Kowhai PE Nominees No1 Limited, Matai Management Limited, Matai Nominees No.1 Limited, NZSIF Management Limited, Pilot Bay Funds Management Limited, Pohutukawa Management Limited, Pohutukawa II Management Limited, and QuayStreet Asset Management Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  10. 13 December 2021

    FMA cancels financial advice provider’s transitional licence

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has cancelled the transitional financial advice provider (FAP) licence of Wisdom House Investment Partners Limited, after its sole financial adviser engaged in serious misconduct at his previous employer.
    Tags
    Financial Adviser, Roles, Enforceable action, Media release, Business, News & Insights, Enforcement
    Type
    Page

  11. 13 December 2021

    Jarden Securities Limited

    Jarden Securities Limited was formally censured by the FMA for contraventions by OM Financial Limited as a licensed derivatives issuer.
    Tags
    Censure, Powers, Derivative Issuer, Roles, Business, Enforcement
    Type
    Page

  12. 13 December 2021

    Accordia Asset Management Limited DBG

    Accordia Asset Management Limited DBG including: Accordia Asset Management Ltd
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  13. 13 December 2021

    Adminis DBG

    Adminis DBG including: ACNL Nominees No.1 Limited, and Adminis NZ Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  14. 13 December 2021

    Maat Consulting Limited DBG

    Maat Consulting Limited is a DBG including: Maat Consulting Limited, Todd Park Investments Limited, Osterley Way Investments Limited, Cashel Property Investment Limited, 650 Great South Road Limited, Fred Thomas Property Investment Limited, Cameron Road Property Investment Limited, Bush Road Property Investments Limited, Phoenix Drive Property Investments Limited, The Hub Properties Limited and 210 Khyber Pass Investments Limited
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page

  15. 13 December 2021

    Perpetual Guardian DBG

    Perpetual Guardian DBG including: NZ International Trustee Company Limited, Perpetual Trust Limited, Perpetual Guardian Investments Limited.
    Tags
    AML/CFT, Roles, Reporting entities, Business, Designated Business Group (DBG)
    Type
    Page