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1. 30 September 2024

   FMA letter sent to entities licensed under the Conduct of Financial Institutions regime (CoFI)

   In this letter sent to the chief executives of New Zealand’s financial institutions, FMA executive Director of Regulatory Delivery Clare Bolingford has outlined the genesis of the CoFI regime and the FMA's expectations and supervisory approach when it begins on 31 March 2025.

2. 27 September 2024

   FMA submission on the Finance and Expenditure Committees inquiry into banking competition

   FMA submission on the Finance and Expenditure Committee’s inquiry into banking competition

3. 27 September 2024

   Offers of financial products

   Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

4. 24 September 2024

   KiwiSaver Annual Report 2024

   KiwiSaver Annual Report 2024

5. 17 September 2024

   Finance professionals

   The business pages provide financial market participants with guidance and information to fulfil ongoing licence and regulatory obligations.

6. 16 September 2024

   Financial Institution regulatory returns feedback form

   Financial Institution regulatory returns feedback form

7. 16 September 2024

   Financial Institution regulatory return draft questions

   Financial Institution regulatory return draft questions

8. 16 September 2024

   Financial Institution regulatory returns consultation paper

   Consultation paper: Regulatory returns for financial institution licensees

9. 16 September 2024

   Financial Institutions

   A financial institution is a registered bank, licensed insurer, or licensed non-bank deposit taker (NBDT) that is in the business of providing one or more relevant services. View more about the licensing of Financial Institutions on this page.

10. 11 September 2024

    Ethical investing disclosure insights

    This document provides an update on the FMA's supervision of ethical investment disclosure.

11. 27 August 2024

    Draft Guidance Note for consultation Designation of FMIs

    Consultation document: Draft guidance on designations under the FMI Act

12. 29 July 2024

    Regulatory Impact Statement Exemption for overseas banks and insurers from CRD signing duties

    This document is for overseas banks and insurers with branch operations in New Zealand that are climate reporting entities, their advisers, primary users of climate statements, and other interested parties. It discusses exemption relief from the requirement to have two directors sign climate statements.

13. 29 July 2024

    Climate Reporting Entities (CREs)

    The New Zealand government has introduced a new regime making climate-related disclosures mandatory for some organisations. Organisations covered (known as Climate Related Entities or CREs) will have to make annual disclosures covering governance arrangements, risk management, strategies and metrics and targets for mitigating and adapting to climate change impacts. The requirement applies to the larger publicly listed companies, big insurers, banks, non-bank deposit takers and investment managers. Read more on the FMA website.

14. 25 July 2024

    Guide for providers of client money or property services

    This document is for providers of client money or property services and custodians. It gives guidance on how they can meet their obligations under the Financial Markets Conduct Act 2013.

15. 19 July 2024

    Consultations

    Consultations are an important part of the FMA policy-development process. The process is designed to encourage quality engagement from interested businesses and individuals. See a list of our consultation papers on this page.