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Found 649 results. Displaying page 27 of 44

19 December 2018

NZX NZ Market Disciplinary Tribunal Rules Approval of Rule Changes 2018

NZX NZ Market Disciplinary Tribunal Rules Approval of Rule Changes 2018
11 December 2018

MIS manager valuation and pricing practices

This information sheet sets out our recommendations following a review of the pricing and valuation practices of Managed Investment Scheme (MIS) managers. It will be of particular interest to MIS managers and their supervisors.
4 December 2018

CPA Australia accredited body report 2018

This report contains the outcome of our assessment of CPA Australia for the period 1 July 2017 to 30 June 2018.
4 December 2018

NZICA accredited body report 2018

This report contains the outcome of our assessment of NZ Institute of Chartered Accountants (NZICA) for the period 1 July 2017 to 30 June 2018.
22 November 2018

Portfolio Superannuation Scheme Levy Waiver

On 22 November 2018, the FMA granted a waiver of part of the FMA levy to Portfolio Superannuation Scheme, which is comprised of the Personal Plans, with Saturn Invest New Zealand Limited (Saturn) acting as the manager of the Scheme.
30 October 2018

RIS Exemption to enable dual-language product disclosure statements

RIS: Exemption to enable dual-language product disclosure statements. October 2018
1 October 2018

Class exemption for managing intermediaries

This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice. .
1 October 2018

KiwiSaver Report 2018

The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
13 September 2018

The essentials of being a director

This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. It is not intended to be comprehensive and includes links to more detailed resources.
11 September 2018

Director Essentials - IoD

This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. The guide was issued by the FMA and the Institute of Directors.
1 September 2018

Consumer Views of Financial Providers’ Conduct

The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.
16 August 2018

KiwiSaver Statements Report June 2018

The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
19 July 2018

Consultation paper Determining whether you are acquiring a business or assets

This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.
16 July 2018

Exemption from the market index requirement guidance

This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.
28 June 2018

NZX Obligations Review 2018

Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2018.