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Found 612 results. Displaying page 10 of 41

20 June 2023

Consultation paper Proposed exemptions for CREs in liquidation receivership or voluntary administration

Consultation paper to provide a class exemption to provide relief from climate reporting duties for CREs that are in liquidation, receivership, or voluntary administration.
20 June 2023

Submission form Proposed exemptions for CREs in liquidation receivership or voluntary administration

Submission form for consultation responses - proposed exemptions for CREs in liquidation, receivership, or voluntary administration.
20 June 2023

Services

This section of the FMA website provides licensing, supervision and guidance information for all market participants who are licenced and monitored by the FMA.
15 June 2023

ICE Futures Europe general obligations review 2023

The 2023 ICE Futures Europe general obligations review focuses on whether the FCA was satisfied with IFEU’s compliance during the review period.
15 June 2023

ICE Futures US general obligations review 2023

The 2023 ICE Futures US general obligations review review focuses on whether the CFTC was satisfied with IFUS’s compliance during the review period.
19 May 2023

Derivative Issuer Regulatory Return Data Template

Regulatory return data template for derivative issuers.
19 May 2023

DIMS Regulatory Return Data Template

DIMS Regulatory Return Data Template.
9 May 2023

Sharesies levy waiver

Pursuant to REgulation 14 of the Financial Markets Authority (Levies) Regulations 2012, the FMA grated a waiver of part of the FMA levy to the proposed Sharesies KiwiSaver Scheme.
9 May 2023

Supervisors Licence Covenant Trustee Services Limited

This is to certify that COVENANT TRUSTEE SERVICES LIMITED FSP30521, is licensed under section 16(1) of the Financial Markets Supervisors Act 2011 to act as a supervisor in respect of debt securities; a supervisor in respect of registered schemes excluding KiwiSaver schemes, Superannuation schemes and Workplace Savings schemes and a statutory supervisor in respect of retirement villages.
8 May 2023

Supervisor Licence - the new zealand guardian trust company limited

This licence certificate is to certify that The New Zealand Guardian Trust Company LImited, FSP33501 is licenced as a Supervisor in respect of debt securities and registered schemes in New Zealand.
27 April 2023

30 September 2022 Disclose Register MIS fund update

Disclose Register MIS fund update 30 September 2022
27 April 2023

31 December 2022 Disclose Register MIS fund update

MIS Disclose Data 31 December 2022
20 April 2023

Am I a Climate Reporting Entity FAQ

Entities required by legislation to produce climate statements are known as Climate Reporting Entities or CREs. Find out if you are a Climate Reporting Entity on this fact sheet.
20 April 2023

Authorised Bodies Climate Reporting Entities Flow Chart

This flowchart can be used to determine if an authorised body is a climate reporting entity.
6 April 2023

Peer-to-Peer lending and Crowdfunding: sector snapshot

Crowdfunding and Peer-to-Peer sector report for the 2022 period.