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1 October 2015

KiwiSaver Report 2015

We are required to report each year on our main KiwiSaver activities. This year’s report covers the period from 1 July 2014 to 30 June 2015, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2015.
30 September 2015

30 September 2015 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2015
28 September 2015

Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

This consultation is for real estate developers, property investors and agents, legal advisers and those involved in property development. It aims to seek views on whether corporate vehicles used to manage costs associated with communal facilities should be exempted from FMC Act regime
25 September 2015

Exemption Notice - Financial Markets Conduct IG Markets Limited

Financial Markets Conduct (IG Markets Limited) Exemption Notice 2015
16 September 2015

Consultation Paper Employee Share Schemes

This consultation is for companies, offerors, legal advisers. It aims to seek feedback on possible exemptions for employee share purchase schemes
14 September 2015

IPOs under the Financial Markets Conduct Act 2013 research report

Research reports for IPOs under the Financial Markets Conduct Act 2013
11 September 2015

Exemption notice - Financial Reporting Act Lloyds Banking Group

Financial Reporting Act (Lloyds Banking Group) Exemption Notice 2015
11 September 2015

First Mortgage and First Mortgage PIE Trust Waiver Notice

First Mortgage and First Mortgage PIE Trust - Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 PDS consideration unnecessary
11 September 2015

Exemption Notice - Securities Act Lloyds Banking Group 2015

Securities Act Exemption Notice 2015: Lloyds Banking Group.
4 September 2015

Exemption Notice - Financial Markets Conduct CBL Corporation Limited and CBLNZ Limited

Financial Markets Conduct (CBL Corporation Limited and CBLNZ Limited) Exemption Notice 2016
3 September 2015

Consultation paper auditor regulation act amendmment

This consultation is for licensed auditors and registered audit firms. It aims to seek views from licensed auditors and registered audit firms on the proposed changes to the Auditor Regulation Act (Prescribed Minimum Standards and Conditions for Licensed Auditors and Registered Firms) Notice 2012.
25 August 2015

Consultation paper scrip offers in takeovers

This consultation is for businesses and their advisers. It aims to seek views on a proposal not to grant a class exemption from disclosure requirements for offers of financial products made in takeovers.
13 August 2015

Guide to market misconduct risks for MIS managers

This information sheet is to help Managed Investment Scheme (MIS) managers understand how to manage market misconduct risks in trading activity.
12 August 2015

Expectations for and experiences of retirement - research report

This survey looks at older New Zealanders’ expectations for and experiences of retirement. Research was conducted among those aged 50 years and over, and includes the views of those who are nearing retirement and those who have already retired. The results of the survey were published in 2015.
1 August 2015

Investigations and Enforcement Report 2015

This report highlights the key themes and issues in our investigation and enforcement activity in the year to 30 June 2015. It is intended to provide insight into the work we do, and help businesses and professionals better understand the behaviour we expect.