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1. 1 July 2016

   Exemption Notice - Financial Markets Conduct Beca Group Superannuation Plan

   Financial Markets Conduct (Beca Group Superannuation Plan) Exemption Notice 2016

2. 30 June 2016

   aml cft annual report user guide 2016

   This user guide can be used as a reference for AML CFT reporting entities when completing their annual report

3. 30 June 2016

   30 June 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 June 2016

4. 29 June 2016

   UDC Finance Limited Waiver Notice - consideration complete / reduction of waiting period

   UDC Finance Limited Waiver Notice under section 68 of the Financial Markets Conduct Act 2013 consideration complete / reduction of waiting period. June 2016.

5. 29 June 2016

   Replacing life insurance - who benefits?

   This 2016 report from the FMA raises concerns about the extent of replacement business in the life insurance industry.

6. 29 June 2016

   NZX Obligations Review 2016

   Under the FMC Act, we are required to review at least annually how well a licensed market operator is meeting its obligations, and to publish a written report. Broadly, these relate to the areas of operation that are regulatory in nature. Publishing the report provides transparency into our oversight of NZX. This report was published in 2016.

7. 13 June 2016

   Class exemptions- recognising existing regulation of overseas issuers

   FMA approves class exemptions that recognise existing regulation of overseas issuers

8. 10 June 2016

   Exemption notice - Financial Markets Conduct Investore Property Limited

   Financial Markets Conduct (Ivestore Property Limited) Exemption Notice 2016

9. 8 June 2016

   Financial Markets Conduct - Tonga Development Bank Ave Paanga Pau Vouchers Designation Notice 2016

   This notice declares that the Ave Pa'anga Pau Vouchers issued by Tonga Development Bank are not a financial product for the purposes of the FMC Act 2013.

10. 7 June 2016

    Exemption Notice - Financial Markets Conduct Michael Hill Group

    Financial Markets Conduct (Michael Hill Group) Exemption Notice 2016

11. 3 June 2016

    Exemption Notice - Financial Markets Conduct Trustpower Group

    Financial Markets Conduct (Trustpower Group) Exemption Notice 2016

12. 2 June 2016

    Eligibility criteria - Crowdfunding services for property investments

    This information sheet is designed to help crowdfunding services offering property investment (‘property crowdfunding’) meet the eligibility criteria for a licensed crowdfunding service in New Zealand.

13. 1 June 2016

    Auditor regulation and oversight plan 2016 2019

    Audits of FMC reporting entities’ financial statements are designed to increase investor confidence. One of the ways we ensure these audits are done well is by reviewing audits at registered audit firms. This plan is for the 2016-2019 period.

14. 1 June 2016

    Factors influencing insurance policy survival

    In our study of what factors influence policy survival, we used the Cox proportional hazard model to identify key factors. We found that commission structure was consistently the most significant factor influencing policy survival rates and, within the commission structure, clawback was a major factor.

15. 26 May 2016

    Response to consultation submissions on fee disclosure by managed funds

    We have provided guidance to help managers and supervisors understand the new disclosure obligations, and the various categories of fees and charges they must disclose.