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1. 15 November 2017

   Consultation documents for exemption to enable personalised digital advice

   This consultation is for financial adviser entities, their advisers, and other interested parties. It seeks feedback on the draft exemption notice and application documents.

2. 14 November 2017

   Consultation FMA Corporate Governance handbook

   This consultation is for the directors, executives and advisers of non-listed and public-sector companies and other entities. We seek feedback about whether our revised handbook helps directors, executives and advisers to think about how to apply corporate governance principles.

3. 17 October 2017

   Consultation Personalised robo advice Submissions report

   A summary of submissions on the proposed exemption to facilitate personalised robo-advice.

4. 10 October 2017

   Regulatory Impact Statement: Non-NZX Broker Client Money 2017

   This document is for non-NZX brokers and their clients. It discusses an exemption granted to non-NZX brokers

5. 10 October 2017

   The Bank Bill Benchmark Rate and closing rates guidance note

   This guidance clarifies the FMA’s expectations about the trading conduct and controls for firms participating in the trading that sets BKBM and closing rates in the New Zealand market. October 2017.

6. 10 October 2017

   Bank Bill Benchmark Rate and closing rates resource sheet

   This resource sheet explains how BKBM and closing rates operate and are regulated in New Zealand. It is aimed at local bank staff involved in trading activity or oversight of trading activity.

7. 3 October 2017

   KiwiSaver Annual Report 2017

   We are required to report each year on our main KiwiSaver activities. This report covers the period from 1 July 2016 to 30 June 2017, and contains a summary of the statistical returns required to be lodged by KiwiSaver schemes as at 31 March 2017.

8. 30 September 2017

   30 September 2017 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017

9. 28 September 2017

   Short duration derivatives consultation submissions report

   A summary of submissions on our consultation paper about short duration derivatives.

10. 28 September 2017

    Exemption Amendment Notice - Financial Markets Conduct Bonus Bonds

    Financial Markets Conduct Notice Exemption Amendment Notice 2017: Bonus Bonds.

11. 27 September 2017

    Substantial Product Holders guidance consultation response to submissions

    Response to submissions on proposed guidance on substantial product holder disclosures.

12. 27 September 2017

    Substantial product holder disclosures guidance

    This guidance is for anyone who has a substantial holding in a listed issuer; Fund management firms and their employees. It aims to assist substantial product holders in understanding their obligations and help to promote consistency in disclosures.

13. 1 September 2017

    Disclosing non gaap financial information guidance

    This guidance replaces our 2012 Guidance note: Disclosing non-GAAP financial information to reflect the requirements of the Financial Markets Conduct Act 2013 (FMC Act) and our findings from the review of non-GAAP financial information since 2012.

14. 10 August 2017

    Financial Markets Conduct Act - NZMDT Rules Approval of Market Rules Notice 2017

    FMC Act New Zealand Disciplinary tribunal rules notice of change 2017.

15. 4 August 2017

    Consultation Paper Market Index

    This consultation is for MIS managers, advisers, supervisors, and investors. It seeks feedback on a proposed exemption from the market index requirement.