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1. 11 September 2018

   Director Essentials - IoD

   This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. The guide was issued by the FMA and the Institute of Directors.

2. 7 September 2018

   NZX Participant Rule Change Notice - Off Market Trading 2018

   This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017

3. 1 September 2018

   Consumer Views of Financial Providers’ Conduct

   The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.

4. 29 August 2018

   Exemption notice - New Zealand Retirement Trust Notice

   Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018

5. 28 August 2018

   Exemption notice - Financial Markets Conduct FNZ Group 2018

   Financial Markets Conduct (FNZ Group) Exemption Notice 2018

6. 27 August 2018

   Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

   Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018

7. 22 August 2018

   Exemption notice - Financial Markets Conduct Fliway Group Limited

   Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018

8. 15 August 2018

   Exemption notice - Financial Markets Conduct Heartland Group

   Financial Markets Conduct (Heartland Group) Exemption Notice 2018

9. 19 July 2018

   Consultation paper Determining whether you are acquiring a business or assets

   This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.

10. 19 July 2018

    Determining whether you are acquiring a business or assets feedback form

    Consultation paper feedback form: determining whether you are aquiring a business or assets

11. 16 July 2018

    Exemption from the market index requirement guidance

    This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.

12. 9 July 2018

    Consultation paper on legislative notices and unnecessary compliance cost

    This consultation paper is for participants who rely on our legislative notices; legal advisers; and other interested parties. It seeks feedback on whether any notice granted by us insufficiently addresses, or inadvertently creates, unnecessary compliance costs.

13. 3 July 2018

    Class legislative notice summary 2018

    This is a summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted as at 2 July 2018. It includes exemptions, designations, frameworks or methodologies, and public accountability notices.

14. 3 July 2018

    Disclosure of significant accounting estimates

    This information sheet explains our expectations on disclosure of significant accounting estimates. It is part of our work on improving the overall quality of information being disclosed in financial statements.

15. 2 July 2018

    QFE insurance providers’ replacement business practices

    This thematic review published in July 2018 focuses on QFE insurance providers’ replacement business practices and assesses how their policies and procedures are designed to ensure consumer protection at the point of policy replacement.