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15 November 2018

Bank Conduct and Culture Report 2018

The FMA and the RBNZ commissioned Buzz Channel to conduct an online survey among New Zealanders to understand their experience of the conduct and culture of the main bank they use for their personal banking. This is the report.
8 November 2018

Exemption notice - Financial Markets Conduct Invion Limited

Financial Markets Conduct (Invion Limited) Exemption Notice 2018
1 November 2018

Determining whether you are acquiring a business or assets guidance

This guidance sets out our view of what constitutes a ‘business’ for these purposes, as opposed to an asset. It also sets out additional information issuers should consider disclosing for asset acquisitions.
1 November 2018

Bank Conduct and Culture Review

Findings from the 2018 FMA and RBNZ review of conduct and culture in New Zealand retail banks. The overall objective of this review was to understand whether there are widespread conduct and culture issues present in banks in New Zealand.
30 October 2018

RIS Exemption to enable dual-language product disclosure statements

RIS: Exemption to enable dual-language product disclosure statements. October 2018
30 October 2018

Exemption notice - Financial Markets Conduct Asteron Retirement Investment Limited and Asteron Life Limited 2018

Financial Markets Conduct (Asteron Retirement Investment Limited and Asteron Life Limited) Exemption Notice 2018
29 October 2018

Dual language PDS exemption consultation submissions report

This document includes individual submissions on the proposed exemption to enable dual-language product disclosure statements.
26 October 2018

Financial Markets Conduct (NZX Listing Rules) - Approval of Rules Notice 2018

This notice approved the NZX Listing Rules that were provided to the FMA by NZX for approval on 24 Aug 2018, with amendments on 25 Oct 2018 (The New Listing Rules).
11 October 2018

Exemption notice - Financial Markets Conduct Craigs Investment Partners Self Select Schemes 2018

Financial Markets Conduct (Craigs Investment Partners Self-Select Schemes) Exemption Notice 2018
8 October 2018

Craigs Investment Partners Self Select Schemes Levy Waiver - October 2018

On 8 October 2018 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).
1 October 2018

Class exemption for managing intermediaries

This information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice. .
1 October 2018

KiwiSaver Report 2018

The report details the principal matters transacted under the Act during the year ended 30 June 2018, and contains the sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
29 September 2018

30 September 2018 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018
29 September 2018

30 September 2018 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 30 September 2018
13 September 2018

The essentials of being a director

This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. It is not intended to be comprehensive and includes links to more detailed resources.