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29 September 2018

30 September 2018 Disclose Register KiwiSaver fund updates

This document is the Disclose Register for KiwiSaver fund updates for 30 September 2018
29 September 2018

30 September 2018 Disclose Register MIS fund updates

This document is the Disclose Register for MIS fund updates for 30 September 2018
13 September 2018

The essentials of being a director

This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. It is not intended to be comprehensive and includes links to more detailed resources.
11 September 2018

Director Essentials - IoD

This guide is intended to provide company directors and prospective directors with a quick reference and overview of some of the key things they should think about. It outlines some of the legal requirements, ethical considerations and best practice areas for directors to consider, to be effective in their role. The guide was issued by the FMA and the Institute of Directors.
7 September 2018

NZX Participant Rule Change Notice - Off Market Trading 2018

This notice allows for NZX to replace the NZX Participant Rules dated 1 Dec 2017 and the NZX Participant Procedures dated 1 Dec 2017
1 September 2018

Consumer Views of Financial Providers’ Conduct

The FMA commissioned Buzz Channel to conduct research among New Zealanders to understand their experience with financial services providers.
29 August 2018

Exemption notice - New Zealand Retirement Trust Notice

Financial Markets Conduct (New Zealand REtirement Trust) Exemption Notice 2018
28 August 2018

Exemption notice - Financial Markets Conduct FNZ Group 2018

Financial Markets Conduct (FNZ Group) Exemption Notice 2018
27 August 2018

Exemption notice - Financial Markets Conduct Christchurch City Holdings Limited Subsidiary Balance Date Alignment

Financial Markets Conduct (Christchurch City Holdings Limited Subsidiary Balance Date Alignment) Exemption Notice 2018
22 August 2018

Exemption notice - Financial Markets Conduct Fliway Group Limited

Financial Markets Conduct (Fliway Group Limited) Exemption Notice 2018
15 August 2018

Exemption notice - Financial Markets Conduct Heartland Group

Financial Markets Conduct (Heartland Group) Exemption Notice 2018
19 July 2018

Consultation paper Determining whether you are acquiring a business or assets

This consultation is for issuers, their advisers, investors and other interested parties. We are seeking feedback on our proposed guidance and interpretation of the Regulations.
19 July 2018

Determining whether you are acquiring a business or assets feedback form

Consultation paper feedback form: determining whether you are aquiring a business or assets
16 July 2018

Exemption from the market index requirement guidance

This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.
9 July 2018

Consultation paper on legislative notices and unnecessary compliance cost

This consultation paper is for participants who rely on our legislative notices; legal advisers; and other interested parties. It seeks feedback on whether any notice granted by us insufficiently addresses, or inadvertently creates, unnecessary compliance costs.