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1. 31 March 2021

   31 March 2021 Disclose Register KiwiSaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2021

2. 31 March 2021

   31 March 2021 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 31 March 2021

3. 26 March 2021

   Exemption notice - AIA International Limited

   Financial Markets Conduct (AIA International Limited) Exemption Notice 2021.

4. 25 March 2021

   Consultation Response to submissions regulatory returns DI MIS DIMS

   Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.

5. 23 March 2021

   Exemption notice - Financial Markets Conduct Trustee Executors Limited

   Financial Markets Conduct (Trustees Executors Limited) Exemption Notice 2021

6. 18 March 2021

   Exemption Notice - QBE Group 2021

   Financial Markets Conduct Exemption Notice 2021: QBE Group.

7. 16 March 2021

   Exemption notice - EML Payment Solutions

   EML Payment Solutions Exemption Notice 2021

8. 16 March 2021

   Exemption notice - Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated

   Financial Markets Conduct Merrill Lynch Pierce Fenner Smith Incorporated Exemption Notice 2021

9. 15 March 2021

   Frequently asked questions

   The FMA answers many questions on a daily basis. We have recorded the most frequently asked questions on this page. Check this page first before submitting your question to us - it may save you time. If you can’t find the information you’re looking for then please submit your question to us via [email protected] or call our helpline on 0800 434 566. .

10. 15 March 2021

    Crypto asset service providers

    This page provides information about your obligations if you provide a ‘financial service’ related to crypto assets in New Zealand. Read more about types of financial products, initial coin offers, registration, AML/CFT obligations and fair dealing requirements

11. 10 March 2021

    Consultation paper Proposed class exemption for restricted schemes

    Consultation paper: Proposed class exemption for restricted schemes from certain disclosure and reporting obligations.

12. 9 March 2021

    Financial Markets Conduct (Australian Licensees) Exemption Notice 2020 guidance note

    This guidance note 2020 provides an overview of the exemption notice relating to Australian advice businesses giving advice to New Zealand retail clients, and the circumstances in which a business may be able to rely on it.

13. 9 March 2021

    Consultation Recognition of Australian adviser qualifications submissions report

    The following submissions were received in response to our consultation on recognition of Australian adviser qualifications.

14. 9 March 2021

    Proposed exemption restricted schemes feedback form

    Consultation feedback form: restricted schemes

15. 3 March 2021

    Exemption notice - Allianz Australia Insurance Limited

    Allianz Australia Insurance Limited Exemption Notice 2021.