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Found 3850 results. Displaying page 216 of 257

  1. 24 February 2015

    Related-party transactions under the Financial Markets Conduct Act 2013

    Related-party transactions under the Financial Markets Conduct Act 2013 information sheet outlines the rules on related-party transactions that apply to managed investment schemes under the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Roles, Supervisors, Business, Managed investment schemes
    Type
    Page, Guidance

  2. 20 February 2015

    Consultation paper: Going Public – A Director’s Guide

    Going Public – A Director’s Guide is intended to help directors assess whether going public is the right choice for their company and to provide an insight into the process of becoming a public company.
    Tags
    Directors, Roles, Consultations, Business
    Type
    Page

  3. 20 February 2015

    Consultation paper: Going Public – A Director’s Guide

    Going Public – A Director’s Guide is intended to help directors assess whether going public is the right choice for their company and to provide an insight into the process of becoming a public company.
    Tags
    Directors, Roles, Consultations, Business
    Type
    Page

  6. 20 February 2015

    Going Public - A Director's Guide

    The Going Public - A Director's Guide handbook is intended to help directors assess whether going public is the right choice for their company and to provide an insight into the process of becoming a public company.
    Tags
    Directors, Roles, Business
    Type
    Page, Guidance

  7. 20 February 2015

    Going Public - a directors guide

    This guide is intended to help directors assess whether going public is the right choice for their company and provide an insight into the process of becoming a public company. It is not a comprehensive account of the legal obligations of directors during an initial public offering (IPO).
    Tags
    Directors, Roles, Business
    Type
    PDF, Guidance

  8. 20 February 2015

    Content and form of Disclose register information

    Content and form of Disclose register information guidance note is for issuers and advisers who are required to produce a register entry for an offer of financial products under the FMC Act. It gives guidance on matters the FMA recommends you consider when producing your register entry. It does not prescribe a single ‘best practice’ approach to register entries as different approaches may be suitable for different businesses.
    Tags
    Offer disclosure for equity and debt offers, Disclose register, Roles, Business
    Type
    Page, Guidance

  9. 19 February 2015

    FMA DIMS seminar presentation

    The Christchurch DIMS Seminar powerpoint provides information about: What is a DIMS; when is it DIMS; when it's not DIMS; an example of DIMS; types of DIMS; contingency DIMS requirements, client agreements, investment authorities, what AFAs should do; DIMS that aren't Contingency DIMS; what is considered personalised or Class?,; decisions for AFAs currently authorised for DIMS; licensing action; tips and fees.
    Tags
    Discretionary investment management scheme (DIMS), Roles, Business
    Type
    Page, Guidance

  11. 1 February 2015

    Reporting SIPO limit breaks

    Reporting SIPO limit breaks information sheet outlines the reporting obligations of a Managed Investment Scheme (MIS) manager if there has been a limit break under its Statement of Investment Policy and Objectives (SIPO) under Part 4 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  12. 30 January 2015

    Harbour Asset Management Limited

    Harbour Asset Management Limited, FSP3241, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  15. 22 January 2015

    Convera Australia Pty Ltd.

    Convera Australia Pty Ltd. (previously Western Union Business Solutions (Australia) Pty Ltd) is a licensed derivatives issuer. Their license number is FSP168204
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page